|
1
|
Advisors Asset Management
Monument,
Colorado
|
–
|
-$22.5M
|
-1,468,575
|
Closed
|
|
|
2
|
Robinson Capital Management
Grosse Pointe Farms,
Michigan
|
–
|
-$2.4M
|
-164,043
|
Closed
|
|
|
3
|
|
–
|
-$1.67M
|
-109,088
|
Closed
|
|
|
4
|
Shaker Financial Services
Arlington,
Virginia
|
–
|
-$1.28M
|
-83,743
|
Closed
|
|
|
5
|
Guggenheim Capital
Chicago,
Illinois
|
–
|
-$585K
|
-38,160
|
Closed
|
|
|
6
|
Baird
Milwaukee,
Wisconsin
|
–
|
-$583K
|
-38,115
|
Closed
|
|
|
7
|
Wells Fargo
San Francisco,
California
|
–
|
-$431K
|
-28,158
|
Closed
|
|
|
8
|
TFS Capital
West Chester,
Pennsylvania
|
–
|
-$350K
|
-22,859
|
Closed
|
|
|
9
|
Hollencrest Capital Management
Newport Beach,
California
|
–
|
-$295K
|
-19,272
|
Closed
|
|
|
10
|
SG Americas Securities
New York
|
–
|
-$237K
|
-15,423
|
Closed
|
|
|
11
|
|
–
|
-$210K
|
-13,697
|
Closed
|
|
|
12
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$120K
|
-7,828
|
Closed
|
|
|
13
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$99K
|
-6,500
|
Closed
|
|
|
14
|
MSI Financial Services
Springfield,
Massachusetts
|
–
|
-$84K
|
-5,475
|
Closed
|
|
|
15
|
|
–
|
-$58K
|
-3,775
|
Closed
|
|
|
16
|
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
|
–
|
-$20K
|
-1,300
|
Closed
|
|
|
17
|
Hoxton Financial
Shepherdstown,
West Virginia
|
–
|
-$18K
|
-1,200
|
Closed
|
|
|
18
|
Bank of Montreal
Toronto,
Ontario, Canada
|
–
|
-$15K
|
-1,000
|
Closed
|
|
|
19
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
–
|
-$15K
|
-950
|
Closed
|
|
|
20
|
Wealthcare Capital Management
Richmond,
Virginia
|
–
|
-$2K
|
-150
|
Closed
|
|
