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NGZ

Allianzgi Global Equity & Conv Inc Fund
NGZ

Delisted

NGZ was delisted on the 24th of January, 2014.

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$19.1M +$5.44M +372,058 +42%
Morgan Stanley
2
Morgan Stanley
New York
$1.75M +$344K +23,527 +25%
B
3
Baird
Wisconsin
$647K +$179K +12,238 +40%
Wells Fargo
4
Wells Fargo
California
$522K -$38.3K -2,620 -7%
GC
5
Guggenheim Capital
Illinois
$476K -$41.2K -2,814 -8%
Citigroup
6
Citigroup
New York
$208K
Bank of America
7
Bank of America
North Carolina
$139K +$58.6K +4,001 +77%
MFS
8
MSI Financial Services
Massachusetts
$83K
U
9
UBS
Switzerland
$82K +$24.6K +1,681 +45%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$68K +$54.9K +3,750 +500%
HF
11
Hoxton Financial
West Virginia
$18K
Bank of Montreal
12
Bank of Montreal
Ontario, Canada
$15K
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$14K
Nomura Holdings
14
Nomura Holdings
Japan
$8K +$7.32K +500 New
TRCT
15
Tower Research Capital (TRC)
New York
$3K -$1.52K -104 -35%
WCM
16
Wealthcare Capital Management
Virginia
$2K
DA
17
Doliver Advisors
Texas
-$562K -40,347 Closed
SFS
18
Shaker Financial Services
Virginia
-$299K -21,445 Closed
WAM
19
Wolverine Asset Management
Illinois
-$195K -14,048 Closed
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
-$28K -2,000 Closed
Creative Planning
21
Creative Planning
Kansas
-$3K -200 Closed