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NGZ

Allianzgi Global Equity & Conv Inc Fund
NGZ

Delisted

NGZ was delisted on the 24th of January, 2014.

16 hedge funds and large institutions have $23.2M invested in Allianzgi Global Equity & Conv Inc Fund in 2013 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 6 increasing their positions, 3 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 3

39% more capital invested

Capital invested by funds: $16.6M → $23.2M (+$6.55M)

20% less funds holding

Funds holding: 2016 (-4)

80% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 5

Holders
16
Holders Change
-4
Holders Change %
-20%
% of All Funds
0.52%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
6
Reduced
3
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$19.1M +$5.44M +372,058 +42%
Morgan Stanley
2
Morgan Stanley
New York
$1.75M +$344K +23,527 +25%
B
3
Baird
Wisconsin
$647K +$179K +12,238 +40%
Wells Fargo
4
Wells Fargo
California
$522K -$38.3K -2,620 -7%
GC
5
Guggenheim Capital
Illinois
$476K -$41.2K -2,814 -8%
Citigroup
6
Citigroup
New York
$208K
Bank of America
7
Bank of America
North Carolina
$139K +$58.6K +4,001 +77%
MFS
8
MSI Financial Services
Massachusetts
$83K
U
9
UBS
Switzerland
$82K +$24.6K +1,681 +45%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$68K +$54.9K +3,750 +500%
HF
11
Hoxton Financial
West Virginia
$18K
Bank of Montreal
12
Bank of Montreal
Ontario, Canada
$15K
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$14K
Nomura Holdings
14
Nomura Holdings
Japan
$8K +$7.32K +500 New
TRCT
15
Tower Research Capital (TRC)
New York
$3K -$1.52K -104 -35%
WCM
16
Wealthcare Capital Management
Virginia
$2K
DA
17
Doliver Advisors
Texas
-$562K -40,347 Closed
SFS
18
Shaker Financial Services
Virginia
-$299K -21,445 Closed
WAM
19
Wolverine Asset Management
Illinois
-$195K -14,048 Closed
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
-$28K -2,000 Closed
Creative Planning
21
Creative Planning
Kansas
-$3K -200 Closed

NGZ Hedge Fund Activity: Q3 2013 in Review

16 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Allianzgi Global Equity & Conv Inc Fund (NGZ) for Q3 2013, worth a combined $23.2M — up 39% from $16.6M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of NGZ and 1 opened new positions — a net loss of 4 holders — while 3 trimmed existing stakes and 6 added.

The largest buyer was Advisors Asset Management, adding an estimated $5.44M. The largest seller was Doliver Advisors, exiting entirely with an estimated $562K sold.

  • 16 institutional investors held Allianzgi Global Equity & Conv Inc Fund (NGZ) as of Q3 2013, down from 20 in Q2 2013.
  • Funds reported $23.2M of Allianzgi Global Equity & Conv Inc Fund stock for Q3 2013, up 39% quarter-over-quarter.
  • 1 fund opened new Allianzgi Global Equity & Conv Inc Fund positions in Q3 2013 and 5 closed out, a net change of -4 holders.
  • The largest Allianzgi Global Equity & Conv Inc Fund buyer in Q3 2013 was Advisors Asset Management, an estimated $5.44M added.
  • The largest Allianzgi Global Equity & Conv Inc Fund seller in Q3 2013 was Doliver Advisors, an estimated $562K sold.

Based on aggregated 13F filings for Q3 2013.