NGZ

ALLIANZGI GLOBAL EQUITY & CONV INC FND COM SHS OF BENE INT
NGZ

Delisted

NGZ was delisted on the 24th of January, 2014.

16 hedge funds and large institutions have $23.2M invested in ALLIANZGI GLOBAL EQUITY & CONV INC FND COM SHS OF BENE INT in 2013 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 6 increasing their positions, 3 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
16
Holders Change
-4
Holders Change %
-20%
% of All Funds
0.52%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
6
Reduced
3
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$19.1M +$5.65M +372,058 +42%
Morgan Stanley
2
Morgan Stanley
New York
$1.75M +$355K +23,527 +25%
B
3
Baird
Wisconsin
$647K +$185K +12,238 +40%
Wells Fargo
4
Wells Fargo
California
$522K -$39.6K -2,620 -7%
GC
5
Guggenheim Capital
Illinois
$476K -$42.7K -2,814 -8%
Citigroup
6
Citigroup
New York
$208K
Bank of America
7
Bank of America
North Carolina
$139K +$60.3K +4,001 +77%
MFS
8
MSI Financial Services
Massachusetts
$83K
U
9
UBS
Switzerland
$82K +$25.4K +1,681 +45%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$68K +$56.7K +3,750 +500%
HF
11
Hoxton Financial
West Virginia
$18K
Bank of Montreal
12
Bank of Montreal
Ontario, Canada
$15K
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$14K
Nomura Holdings
14
Nomura Holdings
Japan
$8K +$8K +500 New
TRCT
15
Tower Research Capital (TRC)
New York
$3K -$1.59K -104 -35%
WCM
16
Wealthcare Capital Management
Virginia
$2K
DA
17
Doliver Advisors
Texas
-$562K -40,347 Closed
SFS
18
Shaker Financial Services
Virginia
-$299K -21,445 Closed
WAM
19
Wolverine Asset Management
Illinois
-$195K -14,048 Closed
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
-$28K -2,000 Closed
Creative Planning
21
Creative Planning
Kansas
-$3K -200 Closed