NFJ

Virtus Dividend, Interest & Premium Strategy Fund
NFJ

Overview Fund Activity

107 hedge funds and large institutions have $299M invested in Virtus Dividend, Interest & Premium Strategy Fund in 2018 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 32 increasing their positions, 32 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
107
Holders Change
-2
Holders Change %
-1.83%
% of All Funds
2.39%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
18
Increased
32
Reduced
32
Closed
18
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$18.7M
2
CRC
2
Curi RMB Capital
Illinois
$2.83M
3
1CP
3
1607 Capital Partners
Virginia
$10.1M
4
LCM
4
Landscape Capital Management
New Jersey
$2.66M
5
Carson Wealth (CWM LLC)
5
Carson Wealth (CWM LLC)
Nebraska
$1.9M

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$17.8M
2
PPA
2
Parametric Portfolio Associates
Washington
$22.4M
3
BC
3
Brinker Capital
Pennsylvania
$0
4
QPWM
4
Quadrant Private Wealth Management
Pennsylvania
$1.14M
5
Invesco
5
Invesco
Georgia
$12M
Name Holding Trade Value Shares
Change 		Shares
Change %
WAM
26
Wolverine Asset Management
Illinois
$1.22M +$1.22M +114,065 New
BBPWM
27
Blue Bell Private Wealth Management
Pennsylvania
$1.21M +$342K +32,059 +40%
QPWM
28
Quadrant Private Wealth Management
Pennsylvania
$1.14M -$1.38M – –
CAN
29
Cetera Advisor Networks
California
$984K +$10.3K +969 +1%
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$961K -$58.8K -5,509 -6%
Thrivent Financial for Lutherans
31
Thrivent Financial for Lutherans
Minnesota
$958K – – –
JIC
32
Joel Isaacson & Co
New York
$954K +$954K +82,500 New
DADC
33
D.A. Davidson & Co
Montana
$853K +$42.4K +3,972 +5%
PAS
34
Park Avenue Securities
New York
$736K +$717 +62 +0.1%
FFSOTS
35
Fiduciary Financial Services of The Southwest
Texas
$638K -$12.3K -1,150 -2%
BFEC
36
Benjamin F. Edwards & Company
Missouri
$607K -$394K -36,871 -39%
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$597K +$363K +34,012 +156%
Bank of Montreal
38
Bank of Montreal
Ontario, Canada
$565K -$10.8K -1,012 -2%
Envestnet Asset Management
39
Envestnet Asset Management
Illinois
$541K +$292K +27,321 +117%
COLIM
40
City of London Investment Management
United Kingdom
$513K – – –
SKK
41
Shepherd Kaplan Krochuk
Massachusetts
$480K +$47.1K +4,410 +11%
Janney Montgomery Scott
42
Janney Montgomery Scott
Pennsylvania
$474K +$7.92K +742 +2%
AA
43
AQR Arbitrage
Connecticut
$463K +$463K +43,391 New
Bank of Nova Scotia
44
Bank of Nova Scotia
Ontario, Canada
$435K -$21.2K -1,983 -5%
TJHA
45
Thomas J. Herzfeld Advisors
Florida
$414K -$978K -91,599 -70%
Mirae Asset Global Investments
46
Mirae Asset Global Investments
South Korea
$380K +$38K +3,566 +11%
SFS
47
Shaker Financial Services
Virginia
$378K -$81.8K -7,661 -18%
Cambridge Investment Research Advisors
48
Cambridge Investment Research Advisors
Iowa
$354K -$45K -4,216 -11%
CIA
49
Capital Investment Advisors
Georgia
$330K +$2.36K +221 +0.7%
MOS
50
MGO One Seven
Ohio
$290K -$23.9K -2,244 -8%
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