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Neonode
NEON

26 hedge funds and large institutions have $17.9M invested in Neonode in 2016 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 5 increasing their positions, 6 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

53% more capital invested

Capital invested by funds: $11.7M → $17.9M (+$6.22M)

2% more ownership

Funds ownership: 0% → 2% (+2%)

16% less funds holding

Funds holding: 31 → 26 (-5)

17% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 6

57% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 7

Holders
26
Holders Change
-5
Holders Change %
-16.13%
% of All Funds
0.65%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
5
Reduced
6
Closed
7
Calls
$611K
Puts
–
Net Calls
+$611K
Net Calls Change
+$487K

Top Buyers

Rank Fund Capital Flow
1
EIM
Essex Investment Management
Massachusetts
+$1.02M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$43.1K
3
Northern Trust
Northern Trust
Illinois
+$28.4K
4
Goldman Sachs
Goldman Sachs
New York
+$15K
5
BFA
BlackRock Fund Advisors
California
+$4.65K

Top Sellers

Rank Fund Capital Flow
1
AIC
AWM Investment Company
New York
-$1.1M
2
LCM
Laurion Capital Management
New York
-$353K
3
RA
Royce & Associates
New York
-$73.6K
4
VKH
Virtu KCG Holdings
New York
-$40K
5
LC
Lincoln Capital
Nebraska
-$24.5K
Name Holding Trade Value Shares
Change 		Change in
Stake
AIC
1
AWM Investment Company
New York
$6.75M -$1.1M -74,434 -17%
RA
2
Royce & Associates
New York
$3.74M -$73.6K -5,000 -2%
Vanguard Group
3
Vanguard Group
Pennsylvania
$2.71M +$43.1K +2,929 +2%
BIT
4
BlackRock Institutional Trust
California
$1.84M – – –
EIM
5
Essex Investment Management
Massachusetts
$1.28M +$1.02M +69,600 New
Geode Capital Management
6
Geode Capital Management
Massachusetts
$329K +$530 +36 +0.2%
LC
7
Lincoln Capital
Nebraska
$301K -$24.5K -1,665 -9%
MC
8
Menta Capital
California
$228K -$8.83K -600 -5%
BFA
9
BlackRock Fund Advisors
California
$203K +$4.65K +316 +3%
California Public Employees Retirement System
10
California Public Employees Retirement System
California
$151K – – –
Northern Trust
11
Northern Trust
Illinois
$133K +$28.4K +1,931 +36%
Deutsche Bank
12
Deutsche Bank
Germany
$63K – – –
Bank of New York Mellon
13
Bank of New York Mellon
New York
$43K -$1.87K -127 -5%
Goldman Sachs
14
Goldman Sachs
New York
$37K +$15K +1,018 +102%
OC
15
Oppenheimer & Co
New York
$28K – – –
BA
16
BlackRock Advisors
Delaware
$24K – – –
State Street
17
State Street
Massachusetts
$24K – – –
PFBT
18
Parkside Financial Bank & Trust
Missouri
$19K – – –
Group One Trading
19
Group One Trading
Illinois
$16K -$2.52K -171 -16%
BIM
20
BlackRock Investment Management
Delaware
$12K – – –
NFG
21
Next Financial Group
Texas
$5K – – –
CG
22
Cutler Group
California
$5K +$4.11K +279 New
APSP
23
Asset Planning Services (Pennsylvania)
Pennsylvania
$3K – – –
TRCT
24
Tower Research Capital (TRC)
New York
$1K +$883 +60 New
LCM
25
Laurion Capital Management
New York
– -$353K -30,991 Closed
1
2

NEON Hedge Fund Activity: Q4 2016 in Review

26 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in Neonode (NEON) for Q4 2016, worth a combined $17.9M — up 53% from $11.7M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of NEON and 3 opened new positions — a net loss of 4 holders — while 6 trimmed existing stakes and 5 added.

The largest buyer was Essex Investment Management, opening a new position worth an estimated $1.02M. The largest seller was AWM Investment Company, cutting an estimated $1.1M.

  • 26 institutional investors held Neonode (NEON) as of Q4 2016, down from 31 in Q3 2016.
  • Funds reported $17.9M of Neonode stock for Q4 2016, up 53% quarter-over-quarter.
  • 3 funds opened new Neonode positions in Q4 2016 and 7 closed out, a net change of -4 holders.
  • The largest Neonode buyer in Q4 2016 was Essex Investment Management, an estimated $1.02M added.
  • The largest Neonode seller in Q4 2016 was AWM Investment Company, an estimated $1.1M sold.

Based on aggregated 13F filings for Q4 2016.