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Neonode

36 hedge funds and large institutions have $34M invested in Neonode in 2015 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 10 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

809% more call options, than puts

Call options by funds: $1.06M | Put options by funds: $117K

20% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 10

19% more capital invested

Capital invested by funds: $28.5M → $34M (+$5.51M)

10% less funds holding

Funds holding: 4036 (-4)

44% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 9

Holders
36
Holders Change
-4
Holders Change %
-10%
% of All Funds
0.94%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
12
Reduced
10
Closed
9
Calls
$1.06M
Puts
$117K
Net Calls
+$946K
Net Calls Change
+$625K
Name Holding Trade Value Shares
Change
Change in
Stake
AIC
1
AWM Investment Company
New York
$10.2M +$4M +160,395 +66%
Fidelity Investments
2
Fidelity Investments
Massachusetts
$9.33M +$113K +4,550 +1%
RA
3
Royce & Associates
New York
$4.21M +$1.81M +72,590 +77%
Vanguard Group
4
Vanguard Group
Pennsylvania
$3.01M +$436K +17,500 +17%
BIT
5
BlackRock Institutional Trust
California
$2.53M
PI
6
Putnam Investments
Massachusetts
$1.92M -$286K -11,478 -13%
Geode Capital Management
7
Geode Capital Management
Massachusetts
$430K +$473 +19 +0.1%
MC
8
Menta Capital
California
$339K +$13K +520 +4%
NFA
9
Nationwide Fund Advisors
Ohio
$338K -$255K -10,218 -43%
BFA
10
BlackRock Fund Advisors
California
$249K +$48.9K +1,961 +25%
D.E. Shaw & Co
11
D.E. Shaw & Co
New York
$243K +$129K +5,188 +117%
California Public Employees Retirement System
12
California Public Employees Retirement System
California
$207K
MLM
13
Mount Lucas Management
Pennsylvania
$201K -$1.74K -70 -0.9%
Northern Trust
14
Northern Trust
Illinois
$123K +$11.2K +448 +10%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$116K +$40K +1,604 +54%
Bank of New York Mellon
16
Bank of New York Mellon
New York
$115K -$391K -15,684 -78%
Deutsche Bank
17
Deutsche Bank
Germany
$93K +$92.8K +3,725 New
VKH
18
Virtu KCG Holdings
New York
$63K -$34.1K -1,368 -35%
Dimensional Fund Advisors
19
Dimensional Fund Advisors
Texas
$45K +$44.5K +1,788 New
PFBT
20
Parkside Financial Bank & Trust
Missouri
$38K
Goldman Sachs
21
Goldman Sachs
New York
$35K -$57.7K -2,315 -63%
State Street
22
State Street
Massachusetts
$32K
OC
23
Oppenheimer & Co
New York
$30K +$29.9K +1,200 New
Citigroup
24
Citigroup
New York
$27K
Ameriprise
25
Ameriprise
Minnesota
$26K -$747 -30 -3%

NEON Hedge Fund Activity: Q4 2015 in Review

36 of the 3,813 institutional investors tracked by Wall St. Rank reported a position in Neonode (NEON) for Q4 2015, worth a combined $34M — up 19% from $28.5M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of NEON and 5 opened new positions — a net loss of 4 holders — while 10 trimmed existing stakes and 12 added.

The largest buyer was AWM Investment Company, adding an estimated $4M. The largest seller was Coe Capital Management, exiting entirely with an estimated $563K sold.

  • 36 institutional investors held Neonode (NEON) as of Q4 2015, down from 40 in Q3 2015.
  • Funds reported $34M of Neonode stock for Q4 2015, up 19% quarter-over-quarter.
  • 5 funds opened new Neonode positions in Q4 2015 and 9 closed out, a net change of -4 holders.
  • The largest Neonode buyer in Q4 2015 was AWM Investment Company, an estimated $4M added.
  • The largest Neonode seller in Q4 2015 was Coe Capital Management, an estimated $563K sold.

Based on aggregated 13F filings for Q4 2015.