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Neonode

63 hedge funds and large institutions have $135M invested in Neonode in 2013 Q3 according to their latest regulatory filings, with 18 funds opening new positions, 27 increasing their positions, 15 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

730% more call options, than puts

Call options by funds: $3.54M | Put options by funds: $427K

200% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 6

80% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 15

60% more capital invested

Capital invested by funds: $84M → $135M (+$50.5M)

24% more funds holding

Funds holding: 5163 (+12)

Holders
63
Holders Change
+12
Holders Change %
+23.53%
% of All Funds
2.04%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
18
Increased
27
Reduced
15
Closed
6
Calls
$3.54M
Puts
$427K
Net Calls
+$3.12M
Net Calls Change
+$531K
Name Holding Trade Value Shares
Change
Change in
Stake
Fidelity Investments
1
Fidelity Investments
Massachusetts
$34.9M +$21.4M +303,852 +127%
Wellington Management Group
2
Wellington Management Group
Massachusetts
$22.8M -$8.61M -122,222 -26%
Verition Fund Management
3
Verition Fund Management
Connecticut
$7.34M -$310K -4,401 -4%
ICM
4
Invicta Capital Management
New York
$7.21M +$7.91M +112,285 New
FA
5
Friess Associates
Delaware
$7.03M +$6.59M +93,500 +584%
BIT
6
BlackRock Institutional Trust
California
$6.04M +$634K +8,996 +11%
AWMDMG
7
Austin W. Marxe & David M. Greenhouse
New York
$5.82M -$144K -2,050 -2%
WA
8
Whitebox Advisors
Minnesota
$5.03M +$2.61M +37,046 +90%
BFA
9
BlackRock Fund Advisors
California
$4.67M +$719K +10,201 +16%
CCP
10
Clough Capital Partners
Massachusetts
$3.7M +$3.58M +50,830 +742%
Vanguard Group
11
Vanguard Group
Pennsylvania
$2.59M +$16.1K +228 +0.6%
EA
12
Emerald Advisers
Pennsylvania
$2.26M +$2.48M +35,191 New
Northern Trust
13
Northern Trust
Illinois
$2.15M +$202K +2,868 +9%
State Street
14
State Street
Massachusetts
$2.02M +$27.2K +386 +1%
EI
15
EAM Investors
California
$2M +$2.19M +31,116 New
RA
16
Royce & Associates
New York
$1.79M +$1.96M +27,886 New
ACM
17
Altimeter Capital Management
Massachusetts
$1.34M +$1.47M +20,863 New
EMFAT
18
Emerald Mutual Fund Advisers Trust
Pennsylvania
$1.29M +$1.41M +20,062 New
HCS
19
Harvest Capital Strategies
California
$1.28M +$1.41M +20,000 New
PAMP
20
Polar Asset Management Partners
Ontario, Canada
$1.28M +$1.41M +20,000 New
Morgan Stanley
21
Morgan Stanley
New York
$917K +$112K +1,589 +13%
Geode Capital Management
22
Geode Capital Management
Massachusetts
$896K +$168K +2,382 +21%
TCM
23
Tanaka Capital Management
New York
$842K -$10.5K -149 -1%
Bank of New York Mellon
24
Bank of New York Mellon
New York
$695K +$184K +2,617 +32%
PG
25
PEAK6 Group
Illinois
$675K +$451K +6,405 +44%

NEON Hedge Fund Activity: Q3 2013 in Review

63 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in Neonode (NEON) for Q3 2013, worth a combined $135M — up 60% from $84M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new NEON positions and 6 closed out — a net gain of 12 holders — while 27 added to existing stakes and 15 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $21.4M. The largest seller was Wellington Management Group, cutting an estimated $8.61M.

  • 63 institutional investors held Neonode (NEON) as of Q3 2013, up from 51 in Q2 2013.
  • Funds reported $135M of Neonode stock for Q3 2013, up 60% quarter-over-quarter.
  • 18 funds opened new Neonode positions in Q3 2013 and 6 closed out, a net change of +12 holders.
  • The largest Neonode buyer in Q3 2013 was Fidelity Investments, an estimated $21.4M added.
  • The largest Neonode seller in Q3 2013 was Wellington Management Group, an estimated $8.61M sold.

Based on aggregated 13F filings for Q3 2013.