Neonode
NEON
31 hedge funds and large institutions have $11.7M invested in Neonode in 2016 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 9 increasing their positions, 8 reducing their positions, and 5 closing their positions.
13% more repeat investments, than reductions
Existing positions increased: 9 | Existing positions reduced: 8
6% less funds holding
Funds holding: 33 → 31 (-2)
28% less capital invested
Capital invested by funds: $16.3M → $11.7M (-$4.63M)
40% less first-time investments, than exits
New positions opened: 3 | Existing positions closed: 5
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AIC
AWM Investment Company
New York
|
+$543K |
| 2 |
BCCM
Blue Clay Capital Management
Minneapolis,
Minnesota
|
+$136K |
| 3 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$20.8K |
| 4 |
Ameriprise
Minneapolis,
Minnesota
|
+$14.9K |
| 5 |
BA
BlackRock Advisors
Wilmington,
Delaware
|
+$13.5K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Goldman Sachs
New York
|
-$1.53M |
| 2 |
LCM
Laurion Capital Management
New York
|
-$227K |
| 3 |
MLM
Mount Lucas Management
Newtown,
Pennsylvania
|
-$112K |
| 4 |
RA
Royce & Associates
New York
|
-$49.5K |
| 5 |
D.E. Shaw & Co
New York
|
-$48K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
APSP
26
Asset Planning Services (Pennsylvania)
Harleysville,
Pennsylvania
| $2K | – | – | – |
|
27
Morgan Stanley
New York
| $2K | – | – | – |
|
28
Creative Planning
Overland Park,
Kansas
| $1K | – | – | – |
|
29
Bank of America
Charlotte,
North Carolina
| $1K | +$814 | +60 | +250% |
|
|
MLM
30
Mount Lucas Management
Newtown,
Pennsylvania
| – | -$112K | -7,686 | Closed |
|
|
31
D.E. Shaw & Co
New York
| – | -$48K | -3,289 | Closed |
|
|
TRCT
32
Tower Research Capital (TRC)
New York
| – | -$19K | -1,280 | Closed |
|
33
UBS Group
Zurich,
Switzerland
| – | -$2.17K | -160 | -97% |
|
|
CG
34
Cutler Group
San Francisco,
California
| – | -$2.04K | -150 | Closed |
|
35
Simplex Trading
Chicago,
Illinois
| – | -$1K | -72 | Closed |
|
NEON Hedge Fund Activity: Q3 2016 in Review
31 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Neonode (NEON) for Q3 2016, worth a combined $11.7M — down 28% from $16.3M a quarter earlier.
Sellers outnumbered buyers: 5 funds closed out of NEON and 3 opened new positions — a net loss of 2 holders — while 8 trimmed existing stakes and 9 added.
The largest buyer was AWM Investment Company, adding an estimated $543K. The largest seller was Goldman Sachs, cutting an estimated $1.53M.
- 31 institutional investors held Neonode (NEON) as of Q3 2016, down from 33 in Q2 2016.
- Funds reported $11.7M of Neonode stock for Q3 2016, down 28% quarter-over-quarter.
- 3 funds opened new Neonode positions in Q3 2016 and 5 closed out, a net change of -2 holders.
- The largest Neonode buyer in Q3 2016 was AWM Investment Company, an estimated $543K added.
- The largest Neonode seller in Q3 2016 was Goldman Sachs, an estimated $1.53M sold.
Based on aggregated 13F filings for Q3 2016.