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Neonode
NEON

40 hedge funds and large institutions have $28.5M invested in Neonode in 2015 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 12 increasing their positions, 13 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

52% more call options, than puts

Call options by funds: $935K | Put options by funds: $614K

8% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 13

9% less funds holding

Funds holding: 44 → 40 (-4)

22% less capital invested

Capital invested by funds: $36.7M → $28.5M (-$8.23M)

40% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 10

Holders
40
Holders Change
-4
Holders Change %
-9.09%
% of All Funds
1.12%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
12
Reduced
13
Closed
10
Calls
$935K
Puts
$614K
Net Calls
+$321K
Net Calls Change
-$1.55M

Top Buyers

Rank Fund Capital Flow
1
AIC
AWM Investment Company
New York
+$750K
2
CCM
Coe Capital Management
Illinois
+$646K
3
PI
Putnam Investments
Massachusetts
+$417K
4
Group One Trading
Group One Trading
Illinois
+$355K
5
MC
Menta Capital
California
+$263K

Top Sellers

Rank Fund Capital Flow
1
EI
EAM Investors
California
-$2.15M
2
CCA
Catalyst Capital Advisors
New York
-$747K
3
RFC
Russell Frank Company
Washington
-$688K
4
HCS
Harvest Capital Strategies
California
-$369K
5
BIT
BlackRock Institutional Trust
California
-$286K
Name Holding Trade Value Shares
Change 		Change in
Stake
Millennium Management
26
Millennium Management
New York
$37K -$61.4K -2,192 -59%
PFBT
27
Parkside Financial Bank & Trust
Missouri
$36K – – –
State Street
28
State Street
Massachusetts
$31K – – –
Citigroup
29
Citigroup
New York
$26K -$5.18K -185 -15%
Ameriprise
30
Ameriprise
Minnesota
$26K -$1.26K -45 -4%
AIG
31
American International Group
New York
$14K -$12.6K -450 -44%
BIM
32
BlackRock Investment Management
Delaware
$13K – – –
FMA
33
FNY Managed Accounts
New York
$5.81K +$6.66K +238 New
Morgan Stanley
34
Morgan Stanley
New York
$4K -$20K -715 -83%
APSP
35
Asset Planning Services (Pennsylvania)
Pennsylvania
$4K – – –
NFG
36
Next Financial Group
Texas
$1K – – –
UBS Group
37
UBS Group
Switzerland
$1K +$756 +27 +540%
Royal Bank of Canada
38
Royal Bank of Canada
Ontario, Canada
$1K +$840 +30 New
EI
39
EAM Investors
California
– -$2.15M -72,958 Closed
CCA
40
Catalyst Capital Advisors
New York
– -$747K -25,320 Closed
RFC
41
Russell Frank Company
Washington
– -$688K -23,322 Closed
HCS
42
Harvest Capital Strategies
California
– -$369K -12,500 Closed
OAM
43
Oxford Asset Management
United Kingdom
– -$124K -4,195 Closed
PG
44
PEAK6 Group
Illinois
– -$69K -2,333 Closed
RCM
45
Rotella Capital Management
Washington
– -$32K -1,100 Closed
WAM
46
Wolverine Asset Management
Illinois
– -$9.8K -350 Closed
Walleye Trading
47
Walleye Trading
New York
– -$5.96K -213 Closed
Simplex Trading
48
Simplex Trading
Illinois
– +$168 +6 New
1
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NEON Hedge Fund Activity: Q3 2015 in Review

40 of the 3,583 institutional investors tracked by Wall St. Rank reported a position in Neonode (NEON) for Q3 2015, worth a combined $28.5M — down 22% from $36.7M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of NEON and 6 opened new positions — a net loss of 4 holders — while 13 trimmed existing stakes and 12 added.

The largest buyer was AWM Investment Company, adding an estimated $750K. The largest seller was EAM Investors, exiting entirely with an estimated $2.15M sold.

  • 40 institutional investors held Neonode (NEON) as of Q3 2015, down from 44 in Q2 2015.
  • Funds reported $28.5M of Neonode stock for Q3 2015, down 22% quarter-over-quarter.
  • 6 funds opened new Neonode positions in Q3 2015 and 10 closed out, a net change of -4 holders.
  • The largest Neonode buyer in Q3 2015 was AWM Investment Company, an estimated $750K added.
  • The largest Neonode seller in Q3 2015 was EAM Investors, an estimated $2.15M sold.

Based on aggregated 13F filings for Q3 2015.