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Nuveen Dynamic Municipal Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$20M +$2.56M +245,072 +14%
GC
2
Guggenheim Capital
Illinois
$14.9M +$3.61M +345,497 +31%
Wells Fargo
3
Wells Fargo
California
$12.6M -$542K -51,888 -4%
UBS Group
4
UBS Group
Switzerland
$8.95M +$101K +9,700 +1%
Bank of America
5
Bank of America
North Carolina
$4.74M +$144K +13,747 +3%
VanEck Associates
6
VanEck Associates
New York
$3.17M +$168K +16,091 +5%
TWP
7
Tyche Wealth Partners
Texas
$2.96M -$24.2K -2,320 -0.8%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.79M +$253K +24,191 +10%
HighTower Advisors
9
HighTower Advisors
Illinois
$2.65M +$57.9K +5,550 +2%
LPL Financial
10
LPL Financial
California
$2.14M -$389K -37,233 -15%
Jane Street
11
Jane Street
New York
$2.04M +$1.26M +121,141 +149%
NI
12
NCP Inc
California
$1.58M +$133K +12,774 +9%
SG
13
StoneX Group
New York
$1.4M +$439K +42,027 +44%
Osaic Holdings
14
Osaic Holdings
Arizona
$1.3M +$920K +88,135 +216%
P
15
&Partners
Tennessee
$1.2M +$1.1M +105,384 +785%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$1.17M -$221K -21,169 -15%
Balyasny Asset Management
17
Balyasny Asset Management
Illinois
$1.03M +$1.06M +101,837 New
RCG
18
Regatta Capital Group
California
$1.03M
Stifel Financial
19
Stifel Financial
Missouri
$951K -$32.3K -3,090 -3%
Cetera Investment Advisers
20
Cetera Investment Advisers
Illinois
$916K -$74K -7,087 -7%
RCM
21
Rivernorth Capital Management
Florida
$909K +$942K +90,218 New
Raymond James Financial
22
Raymond James Financial
Florida
$890K +$65K +6,226 +8%
WS
23
Wedbush Securities
California
$698K +$31.7K +3,037 +5%
Ameriprise
24
Ameriprise
Minnesota
$674K -$37.3K -3,570 -5%
Rockefeller Capital Management
25
Rockefeller Capital Management
New York
$611K -$107K -10,228 -14%