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Nuveen Dynamic Municipal Opportunities Fund
NDMO

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$16.8M -$593K -55,426 -3%
Wells Fargo
2
Wells Fargo
California
$11.7M +$732K +68,401 +6%
UBS Group
3
UBS Group
Switzerland
$8.03M +$1.68M +156,889 +24%
RCM
4
Rivernorth Capital Management
Florida
$5.28M +$5.64M +526,823 New
Bank of America
5
Bank of America
North Carolina
$5.17M -$333K -31,104 -6%
GC
6
Guggenheim Capital
Illinois
$4.3M +$2.69M +251,274 +141%
NMC
7
Nine Masts Capital
Hong Kong
$4.28M +$4.58M +427,617 New
VanEck Associates
8
VanEck Associates
New York
$3.59M +$675K +63,033 +21%
TWP
9
Tyche Wealth Partners
Texas
$2.92M +$141K +13,138 +5%
HighTower Advisors
10
HighTower Advisors
Illinois
$2.35M +$548K +51,155 +28%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$2.15M -$31K -2,893 -1%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.86M +$228K +21,302 +13%
LPL Financial
13
LPL Financial
California
$1.63M +$385K +35,965 +28%
CPC
14
Congress Park Capital
New York
$1.31M +$621K +58,000 +80%
WS
15
Wedbush Securities
California
$1.2M -$58.9K -5,498 -4%
RCG
16
Regatta Capital Group
California
$1.02M – – –
RAM
17
Readystate Asset Management
Illinois
$929K +$993K +92,710 New
Stifel Financial
18
Stifel Financial
Missouri
$917K +$4.11K +384 +0.4%
Ameriprise
19
Ameriprise
Minnesota
$892K +$87.9K +8,214 +10%
WAM
20
Wolverine Asset Management
Illinois
$885K +$501K +46,808 +113%
RCM
21
Robinson Capital Management
Michigan
$879K +$939K +87,754 New
Rockefeller Capital Management
22
Rockefeller Capital Management
New York
$813K +$27.5K +2,565 +3%
Raymond James Financial
23
Raymond James Financial
Florida
$721K +$770K +71,926 New
Cetera Investment Advisers
24
Cetera Investment Advisers
Illinois
$710K +$215K +20,040 +39%
LSC
25
Logan Stone Capital
Illinois
$702K +$751K +70,108 New
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