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Nuveen Dynamic Municipal Opportunities Fund
NDMO

Name Holding Trade Value Shares
Change 		Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$32.9M +$15M +945,667 +92%
Morgan Stanley
2
Morgan Stanley
New York
$27.6M +$2.6M +164,272 +11%
UBS Group
3
UBS Group
Switzerland
$11.9M +$2.99M +189,057 +36%
Bank of America
4
Bank of America
North Carolina
$11M +$1.22M +77,424 +13%
Wells Fargo
5
Wells Fargo
California
$5.62M -$331K -20,899 -6%
WS
6
Wedbush Securities
California
$4.71M -$561K -35,481 -11%
VanEck Associates
7
VanEck Associates
New York
$4M +$718K +45,410 +23%
Ameriprise
8
Ameriprise
Minnesota
$2.95M -$569K -35,958 -17%
Osaic Holdings
9
Osaic Holdings
Arizona
$2.23M +$205K +12,940 +11%
AAM
10
Advisors Asset Management
Colorado
$1.99M +$760K +48,044 +67%
First Trust Advisors
11
First Trust Advisors
Illinois
$1.32M +$221K +13,995 +21%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.32M +$517K +32,663 +70%
HKIM
13
Hayek Kallen Investment Management
Alabama
$1.12M -$205K -12,941 -16%
Cohen & Steers
14
Cohen & Steers
New York
$1.08M +$677K +42,792 +191%
Invesco
15
Invesco
Georgia
$921K +$876K +55,365 New
JMPWA
16
JP Morgan Private Wealth Advisors
California
$913K +$868K +54,872 New
AWM
17
Apollon Wealth Management
South Carolina
$583K +$554K +35,050 New
ACA
18
Ackerman Capital Advisors
Texas
$518K +$231K +14,581 +88%
Millennium Management
19
Millennium Management
New York
$461K +$438K +27,676 New
Rockefeller Capital Management
20
Rockefeller Capital Management
New York
$443K +$165K +10,459 +65%
AF
21
Advisornet Financial
Minnesota
$390K +$73.1K +4,625 +25%
AFM
22
Andesa Financial Management
Pennsylvania
$387K -$1.26M -79,750 -77%
Truist Financial
23
Truist Financial
North Carolina
$351K +$148K +9,358 +80%
PAG
24
Private Advisor Group
New Jersey
$235K +$224K +14,146 New
TJHA
25
Thomas J. Herzfeld Advisors
Florida
$200K +$190K +12,031 New
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