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NCLO

Nuveen AA-BBB CLO ETF

Name Holding Trade Value Shares
Change
Change in
Stake
AAP
1
Arax Advisory Partners
Colorado
$3.61M +$1.82M +72,537 +102%
Natixis Advisors
2
Natixis Advisors
Massachusetts
$2.34M +$1.24M +49,314 +112%
CA
3
Corrado Advisors
New Jersey
$1.87M +$62.7K +2,500 +3%
FA
4
Flagstar Advisors
New York
$582K +$320K +12,783 +123%
SA
5
Sanctuary Advisors
Indiana
$408K +$407K +16,254 New
Jane Street
6
Jane Street
New York
$400K -$590K -23,530 -60%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$388K -$972K -38,761 -72%
TW
8
Trajan Wealth
Arizona
$338K +$337K +13,462 New
UBS Group
9
UBS Group
Switzerland
$10.8K -$63.8K -2,547 -85%
HI
10
Harbour Investments
Wisconsin
$9.99K +$9.98K +398 New
Barclays
11
Barclays
United Kingdom
– -$20.1M -800,000 Closed
BP
12
BNP Paribas
France
– -$10M -400,000 Closed
Bank of Nova Scotia
13
Bank of Nova Scotia
Ontario, Canada
– -$8.74M -347,901 Closed
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
– -$1.43M -56,753 Closed
Citadel Advisors
15
Citadel Advisors
Florida
– -$416K -16,552 Closed
HF
16
HRT Financial
New York
– -$232K -9,266 Closed