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NCLO

Nuveen AA-BBB CLO ETF

Name Holding Trade Value Shares
Change
Change in
Stake
DPI
1
Diversified Portfolios Inc
Michigan
$19.1M +$19.1M +761,276 New
AAP
2
Arax Advisory Partners
Colorado
$3.54M -$56.2K -2,244 -2%
CA
3
Corrado Advisors
New Jersey
$1.98M +$119K +4,751 +6%
TDB
4
Thompson David Blair
$1.45M +$1.45M +57,888 New
GWMR
5
GC Wealth Management RIA
Massachusetts
$752K +$752K +30,000 New
SA
6
Sanctuary Advisors
Indiana
$481K +$74.2K +2,961 +18%
SS
7
Sunbelt Securities
Texas
$440K +$440K +17,573 New
FA
8
Flagstar Advisors
New York
$376K -$205K -8,170 -35%
TW
9
Trajan Wealth
Arizona
$296K -$40.9K -1,634 -12%
CEFA
10
Closed-End Fund Advisors
Virginia
$218K +$218K +8,705 New
HI
11
Harbour Investments
Wisconsin
$178K +$168K +6,700 +1,683%
SPIA
12
Steward Partners Investment Advisory
New York
$4.51K +$4.51K +180 New
Natixis Advisors
13
Natixis Advisors
Massachusetts
– -$2.34M -93,313 Closed
Jane Street
14
Jane Street
New York
– -$400K -15,943 Closed
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
– -$388K -15,448 Closed
UBS Group
16
UBS Group
Switzerland
– -$10.8K -432 Closed