HRT Financial’s Nuveen AA-BBB CLO ETF NCLO Stock Holding History

HRT Financial’s Portfolio NCLO Stock Details NCLO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-9,266	Closed	-$232K	–	3882
2025 Q2	$232K	Buy	+9,266	New	+$231K	﹤0.01%	1999

Other funds holding NCLO

AAP

Arax Advisory Partners Denver, Colorado $3.54B AUM 19.14% 1-Year Est. Return

Natixis Advisors Boston, Massachusetts $71.9B AUM 28.03% 1-Year Est. Return

Corrado Advisors Ramsey, New Jersey $217M AUM 26.96% 1-Year Est. Return

Flagstar Advisors New York $331M AUM 40.98% 1-Year Est. Return

Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Trajan Wealth Scottsdale, Arizona $2.48B AUM 17.44% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return

HRT Financial's NCLO Position: Q3 2025 in Review

HRT Financial sold out of Nuveen AA-BBB CLO ETF (NCLO) in Q3 2025, closing a stake of 9,266 shares — an estimated $232K sold.

HRT Financial first reported a position in NCLO in Q2 2025 and held it in 1 quarter. The position peaked at $232K in Q2 2025. 10 funds tracked by Wall St. Rank hold NCLO as of Q3 2025.

HRT Financial reported no remaining Nuveen AA-BBB CLO ETF position as of Q3 2025 after selling out during the quarter.
HRT Financial sold 9,266 Nuveen AA-BBB CLO ETF shares in Q3 2025, an estimated $232K.
HRT Financial first reported a position in Nuveen AA-BBB CLO ETF in Q2 2025 and held it in 1 quarter.
HRT Financial's Nuveen AA-BBB CLO ETF position peaked at $232K in Q2 2025.
10 funds tracked by Wall St. Rank held Nuveen AA-BBB CLO ETF as of Q3 2025.

Based on HRT Financial's 13F filing for Q3 2025, filed 14 Nov 2025.