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NCLO

Nuveen AA-BBB CLO ETF

10 hedge funds and large institutions have $9.96M invested in Nuveen AA-BBB CLO ETF in 2025 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 4 increasing their positions, 3 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 3

23% less funds holding

Funds holding: 1310 (-3)

40.8% less ownership

Funds ownership: 53.09%12.3% (-41%)

50% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 6

79% less capital invested

Capital invested by funds: $48.3M → $9.96M (-$38.4M)

Holders
10
Holders Change
-3
Holders Change %
-23.08%
% of All Funds
0.13%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
4
Reduced
3
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAP
1
Arax Advisory Partners
Colorado
$3.61M +$1.82M +72,537 +102%
Natixis Advisors
2
Natixis Advisors
Massachusetts
$2.34M +$1.24M +49,314 +112%
CA
3
Corrado Advisors
New Jersey
$1.87M +$62.7K +2,500 +3%
FA
4
Flagstar Advisors
New York
$582K +$320K +12,783 +123%
SA
5
Sanctuary Advisors
Indiana
$408K +$407K +16,254 New
Jane Street
6
Jane Street
New York
$400K -$590K -23,530 -60%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$388K -$972K -38,761 -72%
TW
8
Trajan Wealth
Arizona
$338K +$337K +13,462 New
UBS Group
9
UBS Group
Switzerland
$10.8K -$63.8K -2,547 -85%
HI
10
Harbour Investments
Wisconsin
$9.99K +$9.98K +398 New
Barclays
11
Barclays
United Kingdom
-$20.1M -800,000 Closed
BP
12
BNP Paribas
France
-$10M -400,000 Closed
Bank of Nova Scotia
13
Bank of Nova Scotia
Ontario, Canada
-$8.74M -347,901 Closed
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
-$1.43M -56,753 Closed
Citadel Advisors
15
Citadel Advisors
Florida
-$416K -16,552 Closed
HF
16
HRT Financial
New York
-$232K -9,266 Closed

NCLO Hedge Fund Activity: Q3 2025 in Review

10 of the 7,631 institutional investors tracked by Wall St. Rank reported a position in Nuveen AA-BBB CLO ETF (NCLO) for Q3 2025, worth a combined $9.96M — down 79% from $48.3M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of NCLO and 3 opened new positions — a net loss of 3 holders — while 3 trimmed existing stakes and 4 added.

The largest buyer was Arax Advisory Partners, adding an estimated $1.82M. The largest seller was Barclays, exiting entirely with an estimated $20.1M sold.

  • 10 institutional investors held Nuveen AA-BBB CLO ETF (NCLO) as of Q3 2025, down from 13 in Q2 2025.
  • Funds reported $9.96M of Nuveen AA-BBB CLO ETF stock for Q3 2025, down 79% quarter-over-quarter.
  • 3 funds opened new Nuveen AA-BBB CLO ETF positions in Q3 2025 and 6 closed out, a net change of -3 holders.
  • The largest Nuveen AA-BBB CLO ETF buyer in Q3 2025 was Arax Advisory Partners, an estimated $1.82M added.
  • The largest Nuveen AA-BBB CLO ETF seller in Q3 2025 was Barclays, an estimated $20.1M sold.

Based on aggregated 13F filings for Q3 2025.