NCLO

Nuveen AA-BBB CLO ETF
NCLO

10 hedge funds and large institutions have $9.96M invested in Nuveen AA-BBB CLO ETF in 2025 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 4 increasing their positions, 3 reducing their positions, and 6 closing their positions.

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New
Increased
Maintained
Reduced
Closed

more repeat investments, than reductions

Existing positions increased: | Existing positions reduced:

less funds holding

Funds holding: →

less ownership

Funds ownership: →

less first-time investments, than exits

New positions opened: | Existing positions closed:

79% less capital invested

Capital invested by funds: $48.3M → $9.96M (-$38.4M)

Holders
10
Holders Change
Holders Change %
% of All Funds
Holding in Top 10
–
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
Reduced
Closed
Calls
–
Puts
–
Net Calls
Net Calls Change

Top Buyers

1
+$1.82M
2
+$1.24M
3
+$408K
4
TW
Trajan Wealth
Arizona
+$338K
5
FA
Flagstar Advisors
New York
+$321K

Top Sellers

1
-$20.1M
2
-$10M
3
-$8.74M
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$1.43M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$974K
Name Holding Trade Value Shares
Change 		Change in
Stake
AAP
1
Arax Advisory Partners
Colorado
$3.61M
Natixis Advisors
2
Natixis Advisors
Massachusetts
$2.34M
CA
3
Corrado Advisors
New Jersey
$1.87M
FA
4
Flagstar Advisors
New York
$582K
SA
5
Sanctuary Advisors
Indiana
$408K
Jane Street
6
Jane Street
New York
$400K
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$388K
TW
8
Trajan Wealth
Arizona
$338K
UBS Group
9
UBS Group
Switzerland
$10.8K
HI
10
Harbour Investments
Wisconsin
$9.99K
Barclays
11
Barclays
United Kingdom
–
BP
12
BNP Paribas
France
–
Bank of Nova Scotia
13
Bank of Nova Scotia
Ontario, Canada
–
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
–
Citadel Advisors
15
Citadel Advisors
Florida
–
HF
16
HRT Financial
New York
–