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NCLO

Nuveen AA-BBB CLO ETF

12 hedge funds and large institutions have $28.8M invested in Nuveen AA-BBB CLO ETF in 2025 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 3 increasing their positions, 3 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

189% more capital invested

Capital invested by funds: $9.96M → $28.8M (+$18.8M)

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

20% more funds holding

Funds holding: 1012 (+2)

7.69% more ownership

Funds ownership: 12.3%19.99% (+7.7%)

0% more repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 3

Holders
12
Holders Change
+2
Holders Change %
+20%
% of All Funds
0.15%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
3
Reduced
3
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
DPI
1
Diversified Portfolios Inc
Michigan
$19.1M +$19.1M +761,276 New
AAP
2
Arax Advisory Partners
Colorado
$3.54M -$56.2K -2,244 -2%
CA
3
Corrado Advisors
New Jersey
$1.98M +$119K +4,751 +6%
TDB
4
Thompson David Blair
$1.45M +$1.45M +57,888 New
GWMR
5
GC Wealth Management RIA
Massachusetts
$752K +$752K +30,000 New
SA
6
Sanctuary Advisors
Indiana
$481K +$74.2K +2,961 +18%
SS
7
Sunbelt Securities
Texas
$440K +$440K +17,573 New
FA
8
Flagstar Advisors
New York
$376K -$205K -8,170 -35%
TW
9
Trajan Wealth
Arizona
$296K -$40.9K -1,634 -12%
CEFA
10
Closed-End Fund Advisors
Virginia
$218K +$218K +8,705 New
HI
11
Harbour Investments
Wisconsin
$178K +$168K +6,700 +1,683%
SPIA
12
Steward Partners Investment Advisory
New York
$4.51K +$4.51K +180 New
Natixis Advisors
13
Natixis Advisors
Massachusetts
-$2.34M -93,313 Closed
Jane Street
14
Jane Street
New York
-$400K -15,943 Closed
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
-$388K -15,448 Closed
UBS Group
16
UBS Group
Switzerland
-$10.8K -432 Closed

NCLO Hedge Fund Activity: Q4 2025 in Review

12 of the 8,252 institutional investors tracked by Wall St. Rank reported a position in Nuveen AA-BBB CLO ETF (NCLO) for Q4 2025, worth a combined $28.8M — up 189% from $9.96M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new NCLO positions and 4 closed out — a net gain of 2 holders — while 3 added to existing stakes and 3 trimmed.

The largest buyer was Diversified Portfolios Inc, opening a new position worth an estimated $19.1M. The largest seller was Natixis Advisors, exiting entirely with an estimated $2.34M sold.

  • 12 institutional investors held Nuveen AA-BBB CLO ETF (NCLO) as of Q4 2025, up from 10 in Q3 2025.
  • Funds reported $28.8M of Nuveen AA-BBB CLO ETF stock for Q4 2025, up 189% quarter-over-quarter.
  • 6 funds opened new Nuveen AA-BBB CLO ETF positions in Q4 2025 and 4 closed out, a net change of +2 holders.
  • The largest Nuveen AA-BBB CLO ETF buyer in Q4 2025 was Diversified Portfolios Inc, an estimated $19.1M added.
  • The largest Nuveen AA-BBB CLO ETF seller in Q4 2025 was Natixis Advisors, an estimated $2.34M sold.

Based on aggregated 13F filings for Q4 2025.