We are live on ! Find out more
NCLO

Nuveen AA-BBB CLO ETF
NCLO

13 hedge funds and large institutions have $39.8M invested in Nuveen AA-BBB CLO ETF in 2026 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 4 increasing their positions, 2 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 2

38% more capital invested

Capital invested by funds: $28.8M → $39.8M (+$11.1M)

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

8% more funds holding

Funds holding: 12 → 13 (+1)

5.89% more ownership

Funds ownership: 19.99% → 25.88% (+5.9%)

Holders
13
Holders Change
+1
Holders Change %
+8.33%
% of All Funds
0.16%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
4
Reduced
2
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AAP
Arax Advisory Partners
Colorado
+$5.48M
2
DPI
Diversified Portfolios Inc
Michigan
+$3.66M
3
Goldman Sachs
Goldman Sachs
New York
+$3.21M
4
Jane Street
Jane Street
New York
+$1.5M
5
CW
Channel Wealth
California
+$516K

Top Sellers

Rank Fund Capital Flow
1
CA
Corrado Advisors
New Jersey
-$1.98M
2
TDB
Thompson David Blair
-$1.45M
3
CEFA
Closed-End Fund Advisors
Virginia
-$218K
4
SA
Sanctuary Advisors
Indiana
-$142K
5
TW
Trajan Wealth
Arizona
-$24.2K
Name Holding Trade Value Shares
Change 		Change in
Stake
DPI
1
Diversified Portfolios Inc
Michigan
$22.6M +$3.66M +146,497 +19%
AAP
2
Arax Advisory Partners
Colorado
$9M +$5.48M +219,472 +155%
Goldman Sachs
3
Goldman Sachs
New York
$3.21M +$3.21M +128,820 New
Jane Street
4
Jane Street
New York
$1.5M +$1.5M +60,250 New
GWMR
5
GC Wealth Management RIA
Massachusetts
$748K – – –
CW
6
Channel Wealth
California
$516K +$516K +20,700 New
SS
7
Sunbelt Securities
Texas
$512K +$74.1K +2,969 +17%
FA
8
Flagstar Advisors
New York
$381K +$6.79K +272 +2%
SA
9
Sanctuary Advisors
Indiana
$337K -$142K -5,695 -30%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$297K +$297K +11,902 New
TW
11
Trajan Wealth
Arizona
$271K -$24.2K -970 -8%
LWM
12
Lionsbridge Wealth Management
Florida
$258K +$258K +10,347 New
HI
13
Harbour Investments
Wisconsin
$177K – – –
CA
14
Corrado Advisors
New Jersey
– -$1.98M -79,182 Closed
TDB
15
Thompson David Blair
– -$1.45M -57,888 Closed
CEFA
16
Closed-End Fund Advisors
Virginia
– -$218K -8,705 Closed
SPIA
17
Steward Partners Investment Advisory
New York
– -$4.51K -180 Closed

NCLO Hedge Fund Activity: Q1 2026 in Review

13 of the 8,169 institutional investors tracked by Wall St. Rank reported a position in Nuveen AA-BBB CLO ETF (NCLO) for Q1 2026, worth a combined $39.8M — up 38% from $28.8M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new NCLO positions and 4 closed out — a net gain of 1 holder — while 4 added to existing stakes and 2 trimmed.

The largest buyer was Arax Advisory Partners, adding an estimated $5.48M. The largest seller was Corrado Advisors, exiting entirely with an estimated $1.98M sold.

  • 13 institutional investors held Nuveen AA-BBB CLO ETF (NCLO) as of Q1 2026, up from 12 in Q4 2025.
  • Funds reported $39.8M of Nuveen AA-BBB CLO ETF stock for Q1 2026, up 38% quarter-over-quarter.
  • 5 funds opened new Nuveen AA-BBB CLO ETF positions in Q1 2026 and 4 closed out, a net change of +1 holder.
  • The largest Nuveen AA-BBB CLO ETF buyer in Q1 2026 was Arax Advisory Partners, an estimated $5.48M added.
  • The largest Nuveen AA-BBB CLO ETF seller in Q1 2026 was Corrado Advisors, an estimated $1.98M sold.

Based on aggregated 13F filings for Q1 2026.