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Nuveen Taxable Municipal Income Fund

58 hedge funds and large institutions have $136M invested in Nuveen Taxable Municipal Income Fund in 2017 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 26 increasing their positions, 9 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

189% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 9

100% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 6

12% more funds holding

Funds holding: 5258 (+6)

10% more capital invested

Capital invested by funds: $123M → $136M (+$12.7M)

1.77% more ownership

Funds ownership: 21.55%23.32% (+1.8%)

Holders
58
Holders Change
+6
Holders Change %
+11.54%
% of All Funds
1.32%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
26
Reduced
9
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$20.7M +$686K +31,566 +3%
Morgan Stanley
2
Morgan Stanley
New York
$14.8M +$600K +27,630 +4%
UBS Group
3
UBS Group
Switzerland
$14M +$701K +32,292 +5%
PAIM
4
Punch & Associates Investment Management
Minnesota
$11.6M +$59.8K +2,755 +0.5%
Wells Fargo
5
Wells Fargo
California
$9.19M +$144K +6,647 +2%
Janus Henderson Group
6
Janus Henderson Group
United Kingdom
$9.19M
Ameriprise
7
Ameriprise
Minnesota
$7.07M +$2.11M +97,207 +43%
LPL Financial
8
LPL Financial
California
$7.04M +$6.96M +320,430 New
TIM
9
Tortoise Investment Management
New York
$5.5M +$96.4K +4,438 +2%
KIM
10
Karpus Investment Management
New York
$5.18M +$5.12M +235,779 New
Invesco
11
Invesco
Georgia
$4.63M +$140K +6,444 +3%
RJA
12
Raymond James & Associates
Florida
$3.79M +$504K +23,187 +16%
UR
13
USCA RIA
Texas
$2.94M +$1.04M +48,050 +56%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$2.54M +$202K +9,297 +9%
HK
15
Horizon Kinetics
New York
$1.99M +$552K +25,419 +39%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$1.94M +$1.68M +77,359 +708%
FFA
17
First Foundation Advisors
California
$1.72M -$130K -5,977 -7%
AG
18
Advisor Group
Arizona
$849K +$778K +35,835 +1,282%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$839K +$295K +13,562 +55%
BKA
20
Brick & Kyle Associates
Pennsylvania
$806K +$11.4K +525 +1%
DA
21
Doliver Advisors
Texas
$701K -$436K -20,078 -39%
SWP
22
Stratos Wealth Partners
Ohio
$670K +$30.1K +1,387 +5%
Citadel Advisors
23
Citadel Advisors
Florida
$546K +$540K +24,847 New
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$536K +$608 +28 +0.1%
BRF
25
B. Riley Financial
California
$524K -$21.2K -976 -4%

NBB Hedge Fund Activity: Q4 2017 in Review

58 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Nuveen Taxable Municipal Income Fund (NBB) for Q4 2017, worth a combined $136M — up 10% from $123M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new NBB positions and 6 closed out — a net gain of 6 holders — while 26 added to existing stakes and 9 trimmed.

The largest buyer was LPL Financial, opening a new position worth an estimated $6.96M. The largest seller was National Planning Corporation, exiting entirely with an estimated $6.91M sold.

  • 58 institutional investors held Nuveen Taxable Municipal Income Fund (NBB) as of Q4 2017, up from 52 in Q3 2017.
  • Funds reported $136M of Nuveen Taxable Municipal Income Fund stock for Q4 2017, up 10% quarter-over-quarter.
  • 12 funds opened new Nuveen Taxable Municipal Income Fund positions in Q4 2017 and 6 closed out, a net change of +6 holders.
  • The largest Nuveen Taxable Municipal Income Fund buyer in Q4 2017 was LPL Financial, an estimated $6.96M added.
  • The largest Nuveen Taxable Municipal Income Fund seller in Q4 2017 was National Planning Corporation, an estimated $6.91M sold.

Based on aggregated 13F filings for Q4 2017.