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Nuveen Taxable Municipal Income Fund

37 hedge funds and large institutions have $111M invested in Nuveen Taxable Municipal Income Fund in 2014 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 21 increasing their positions, 7 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 7

0.05% more ownership

Funds ownership: 19.94%19.99% (+0.05%)

0% less capital invested

Capital invested by funds: $111M → $111M (-$101K)

8% less funds holding

Funds holding: 4037 (-3)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

60% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 5

Holders
37
Holders Change
-3
Holders Change %
-7.5%
% of All Funds
1.07%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
2
Increased
21
Reduced
7
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$17.1M +$481K +23,530 +3%
TIM
2
Tortoise Investment Management
New York
$14M +$1.01M +49,206 +8%
Morgan Stanley
3
Morgan Stanley
New York
$11.1M +$1.53M +74,827 +16%
SIA
4
Sit Investment Associates
Minnesota
$8.53M +$1.8M +88,120 +27%
Wells Fargo
5
Wells Fargo
California
$7.9M +$450K +22,052 +6%
PAIM
6
Punch & Associates Investment Management
Minnesota
$7.24M +$181K +8,885 +3%
U
7
UBS
Switzerland
$6.73M -$544K -26,641 -7%
RCM
8
Rivernorth Capital Management
Florida
$6.57M +$200K +9,800 +3%
Invesco
9
Invesco
Georgia
$5.24M +$110K +5,381 +2%
BTS
10
BB&T Securities
Virginia
$3.88M +$22.2K +1,089 +6%
OHA
11
Oak Hill Advisors
New York
$3.14M
OA
12
Oxbow Advisors
Texas
$2.87M +$67.7K +3,314 +2%
RJA
13
Raymond James & Associates
Florida
$1.93M -$1.64M -80,254 -46%
Goldman Sachs
14
Goldman Sachs
New York
$1.87M -$1K -49 -0.1%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$1.86M +$53.7K +2,629 +3%
AQR Capital Management
16
AQR Capital Management
Connecticut
$1.25M +$59.5K +2,915 +5%
V
17
Veritable
Delaware
$1.21M
GC
18
Guggenheim Capital
Illinois
$1.1M -$103K -5,029 -9%
FFA
19
First Foundation Advisors
California
$1.07M +$104K +5,068 +11%
UR
20
USCA RIA
Texas
$980K +$981K +48,046 New
LPL Financial
21
LPL Financial
California
$890K -$901K -44,122 -50%
Stifel Financial
22
Stifel Financial
Missouri
$841K +$25.5K +1,250 +3%
NPC
23
National Planning Corporation
California
$757K +$38.8K +1,901 +5%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$721K +$9.74K +477 +1%
1CP
25
1607 Capital Partners
Virginia
$622K +$474K +23,200 +318%

NBB Hedge Fund Activity: Q3 2014 in Review

37 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Nuveen Taxable Municipal Income Fund (NBB) for Q3 2014, worth a combined $111M — down 0.09% from $111M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of NBB and 2 opened new positions — a net loss of 3 holders — while 7 trimmed existing stakes and 21 added.

The largest buyer was Sit Investment Associates, adding an estimated $1.8M. The largest seller was Van Hulzen Asset Management, exiting entirely with an estimated $3.3M sold.

  • 37 institutional investors held Nuveen Taxable Municipal Income Fund (NBB) as of Q3 2014, down from 40 in Q2 2014.
  • Funds reported $111M of Nuveen Taxable Municipal Income Fund stock for Q3 2014, down 0.09% quarter-over-quarter.
  • 2 funds opened new Nuveen Taxable Municipal Income Fund positions in Q3 2014 and 5 closed out, a net change of -3 holders.
  • The largest Nuveen Taxable Municipal Income Fund buyer in Q3 2014 was Sit Investment Associates, an estimated $1.8M added.
  • The largest Nuveen Taxable Municipal Income Fund seller in Q3 2014 was Van Hulzen Asset Management, an estimated $3.3M sold.

Based on aggregated 13F filings for Q3 2014.