National Planning Corporation’s Nuveen Taxable Municipal Income Fund NBB Stock Holding History

National Planning Corporation’s Portfolio NBB Stock Details NBB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-321,674	Closed	-$6.91M	–	402
2017 Q3	$6.91M	Sell	321,674 -36,472	-10%	-$782K	0.58%	32
2017 Q2	$7.55M	Buy	358,146 +378	+0.1%	+$7.91K	0.57%	34
2017 Q1	$7.49M	Sell	357,768 -480	-0.1%	-$9.92K	0.57%	38
2016 Q4	$7.55M	Sell	358,248 -580	-0.2%	-$12.1K	0.59%	39
2016 Q3	$7.67M	Buy	358,828 +4,296	+1%	+$97.5K	0.61%	32
2016 Q2	$8.02M	Buy	354,532 +28,115	+9%	+$622K	0.62%	27
2016 Q1	$7.25M	Buy	326,417 +27,188	+9%	+$568K	0.63%	28
2015 Q4	$6.23M	Buy	299,229 +176,495	+144%	+$3.51M	0.51%	39
2015 Q3	$2.45M	Sell	122,734 -1,983	-2%	-$38.7K	0.23%	97
2015 Q2	$2.46M	Buy	124,717 +1,777	+1%	+$36.2K	0.22%	103
2015 Q1	$2.52M	Buy	122,940 +13,076	+12%	+$278K	0.22%	100
2014 Q4	$2.37M	Buy	109,864 +73,079	+199%	+$1.51M	0.17%	117
2014 Q3	$757K	Buy	36,785 +1,901	+5%	+$38.8K	0.06%	303
2014 Q2	$715K	Buy	+34,884	New	+$698K	0.06%	316

Other funds holding NBB

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Janus Henderson Group London, United Kingdom $209B AUM 37.72% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

TIM

Tortoise Investment Management White Plains, New York $1.21B AUM 13.04% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

National Planning Corporation's NBB Position: Q4 2017 in Review

National Planning Corporation sold out of Nuveen Taxable Municipal Income Fund (NBB) in Q4 2017, closing a stake of 321,674 shares — an estimated $6.91M sold.

National Planning Corporation first reported a position in NBB in Q2 2014 and held it in 14 quarters. The position peaked at $8.02M in Q2 2016. 58 funds tracked by Wall St. Rank hold NBB as of Q4 2017.

National Planning Corporation reported no remaining Nuveen Taxable Municipal Income Fund position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 321,674 Nuveen Taxable Municipal Income Fund shares in Q4 2017, an estimated $6.91M.
National Planning Corporation first reported a position in Nuveen Taxable Municipal Income Fund in Q2 2014 and held it in 14 quarters.
National Planning Corporation's Nuveen Taxable Municipal Income Fund position peaked at $8.02M in Q2 2016.
58 funds tracked by Wall St. Rank held Nuveen Taxable Municipal Income Fund as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.