|
1
|
Karpus Investment Management
Pittsford,
New York
|
$19.9M
|
-$604K
|
-44,368
|
-3%
|
|
|
2
|
Tortoise Investment Management
White Plains,
New York
|
$6.75M
|
-$264K
|
-19,401
|
-4%
|
|
|
3
|
Claybrook Capital
Wellesley,
Massachusetts
|
$6.42M
|
–
|
–
|
–
|
|
|
4
|
Bank of America
Charlotte,
North Carolina
|
$5.25M
|
+$30.4K
|
+2,231
|
+0.6%
|
|
|
5
|
Guggenheim Capital
Chicago,
Illinois
|
$5.02M
|
-$195K
|
-14,356
|
-4%
|
|
|
6
|
HighTower Advisors
Chicago,
Illinois
|
$2.99M
|
-$17.1K
|
-1,259
|
-0.6%
|
|
|
7
|
Fiera Capital (Canada)
Montreal,
Quebec, Canada
|
$2.59M
|
+$2.54M
|
+186,866
|
New
|
|
|
8
|
PenderFund Capital Management
Vancouver,
British Columbia, Canada
|
$2.11M
|
+$2.04M
|
+150,000
|
New
|
|
|
9
|
|
$1.79M
|
-$174K
|
-12,794
|
-9%
|
|
|
10
|
UBS Group
Zurich,
Switzerland
|
$1.64M
|
+$389K
|
+28,574
|
+32%
|
|
|
11
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$1.5M
|
–
|
–
|
–
|
|
|
12
|
|
$1.38M
|
-$74.9K
|
-5,507
|
-5%
|
|
|
13
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$1.34M
|
-$43.9K
|
-3,229
|
-3%
|
|
|
14
|
Wells Fargo
San Francisco,
California
|
$999K
|
-$476K
|
-34,991
|
-33%
|
|
|
15
|
Dakota Wealth Management
Palm Beach Gardens,
Florida
|
$821K
|
-$106K
|
-7,800
|
-12%
|
|
|
16
|
Horizon Kinetics Asset Management
New York
|
$692K
|
–
|
–
|
–
|
|
|
17
|
Next Capital Management
New York
|
$673K
|
-$41.2K
|
-3,029
|
-6%
|
|
|
18
|
MML Investors Services
Springfield,
Massachusetts
|
$614K
|
-$8.29K
|
-609
|
-1%
|
|
|
19
|
Sanders Morris Harris
Houston,
Texas
|
$604K
|
+$589K
|
+43,300
|
New
|
|
|
20
|
Cetera Advisor Networks
El Segundo,
California
|
$580K
|
–
|
–
|
–
|
|
|
21
|
Infrastructure Capital Advisors
New York
|
$556K
|
-$151K
|
-11,097
|
-22%
|
|
|
22
|
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
$307K
|
–
|
–
|
–
|
|
|
23
|
AQR Arbitrage
Greenwich,
Connecticut
|
$228K
|
-$203K
|
-14,937
|
-48%
|
|
|
24
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
$207K
|
-$80.6K
|
-5,922
|
-28%
|
|
|
25
|
Baker Avenue Asset Management
San Francisco,
California
|
$202K
|
–
|
–
|
–
|
|
