|
1
|
Karpus Investment Management
Pittsford,
New York
|
$17.7M
|
+$4.37M
|
+357,905
|
+33%
|
|
|
2
|
Tortoise Investment Management
White Plains,
New York
|
$6.13M
|
+$1.5M
|
+122,894
|
+33%
|
|
|
3
|
Guggenheim Capital
Chicago,
Illinois
|
$4.51M
|
-$903K
|
-74,024
|
-17%
|
|
|
4
|
Bank of America
Charlotte,
North Carolina
|
$4.4M
|
-$486K
|
-39,858
|
-10%
|
|
|
5
|
PenderFund Capital Management
Vancouver,
British Columbia, Canada
|
$2.94M
|
+$183K
|
+15,000
|
+7%
|
|
|
6
|
HighTower Advisors
Chicago,
Illinois
|
$2.51M
|
+$29.9K
|
+2,449
|
+1%
|
|
|
7
|
Saba Capital Management
New York
|
$1.9M
|
+$1.9M
|
+155,342
|
New
|
|
|
8
|
|
$1.71M
|
+$549K
|
+45,014
|
+47%
|
|
|
9
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$1.34M
|
+$138K
|
+11,275
|
+12%
|
|
|
10
|
|
$1.3M
|
-$196K
|
-16,064
|
-13%
|
|
|
11
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$1.27M
|
+$1.27M
|
+104,200
|
New
|
|
|
12
|
Wells Fargo
San Francisco,
California
|
$1.14M
|
-$6.28K
|
-515
|
-0.6%
|
|
|
13
|
UBS Group
Zurich,
Switzerland
|
$1.05M
|
-$253K
|
-20,722
|
-19%
|
|
|
14
|
Landscape Capital Management
Englewood,
New Jersey
|
$878K
|
-$332K
|
-27,233
|
-28%
|
|
|
15
|
AQR Arbitrage
Greenwich,
Connecticut
|
$822K
|
+$561K
|
+46,015
|
+218%
|
|
|
16
|
Dakota Wealth Management
Palm Beach Gardens,
Florida
|
$808K
|
+$567K
|
+46,450
|
+238%
|
|
|
17
|
Horizon Kinetics
New York
|
$648K
|
–
|
–
|
–
|
|
|
18
|
Infrastructure Capital Advisors
New York
|
$627K
|
–
|
–
|
–
|
|
|
19
|
MML Investors Services
Springfield,
Massachusetts
|
$554K
|
-$160K
|
-13,076
|
-22%
|
|
|
20
|
Cetera Advisor Networks
El Segundo,
California
|
$513K
|
–
|
–
|
–
|
|
|
21
|
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
$261K
|
–
|
–
|
–
|
|
|
22
|
Next Capital Management
New York
|
$181K
|
+$180K
|
+14,773
|
New
|
|
|
23
|
O'Keefe Stevens Advisory
Rochester,
New York
|
$169K
|
–
|
–
|
–
|
|
|
24
|
Shufro Rose & Co
New York
|
$159K
|
–
|
–
|
–
|
|
|
25
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$150K
|
-$18.9K
|
-1,553
|
-11%
|
|
