|
1
|
Guggenheim Capital
Chicago,
Illinois
|
$15.8M
|
-$5.68M
|
-386,115
|
-27%
|
|
|
2
|
UBS Group
Zurich,
Switzerland
|
$12.6M
|
+$12.3M
|
+838,790
|
New
|
|
|
3
|
|
$6.58M
|
+$757K
|
+51,455
|
+13%
|
|
|
4
|
|
$5.74M
|
-$938K
|
-63,805
|
-14%
|
|
|
5
|
Advisors Asset Management
Monument,
Colorado
|
$4.9M
|
-$984K
|
-66,913
|
-17%
|
|
|
6
|
Whittier Trust
South Pasadena,
California
|
$4.67M
|
+$291K
|
+19,779
|
+7%
|
|
|
7
|
LPL Financial
San Diego,
California
|
$4.27M
|
+$323K
|
+21,942
|
+8%
|
|
|
8
|
Bank of America
Charlotte,
North Carolina
|
$3.18M
|
+$690K
|
+46,932
|
+29%
|
|
|
9
|
Wells Fargo
San Francisco,
California
|
$2.5M
|
-$227K
|
-15,444
|
-9%
|
|
|
10
|
|
$1.9M
|
-$4.47K
|
-304
|
-0.2%
|
|
|
11
|
Credit Suisse
Zurich,
Switzerland
|
$1.18M
|
+$210K
|
+14,300
|
+22%
|
|
|
12
|
Mackay Shields LLC
New York
|
$1.11M
|
–
|
–
|
–
|
|
|
13
|
Apriem Advisors
Irvine,
California
|
$1.03M
|
+$73.5K
|
+5,000
|
+8%
|
|
|
14
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$871K
|
+$413K
|
+28,068
|
+94%
|
|
|
15
|
Hollencrest Capital Management
Newport Beach,
California
|
$870K
|
–
|
–
|
–
|
|
|
16
|
Tradewinds Capital Management
Bellingham,
Washington
|
$837K
|
–
|
–
|
–
|
|
|
17
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$822K
|
+$110K
|
+7,508
|
+16%
|
|
|
18
|
SG Americas Securities
New York
|
$819K
|
+$800K
|
+54,408
|
New
|
|
|
19
|
First Trust Advisors
Wheaton,
Illinois
|
$700K
|
+$254K
|
+17,293
|
+59%
|
|
|
20
|
First Allied Advisory Services
San Diego,
California
|
$660K
|
-$110K
|
-7,446
|
-14%
|
|
|
21
|
HighTower Advisors
Chicago,
Illinois
|
$491K
|
–
|
–
|
–
|
|
|
22
|
Creative Planning
Overland Park,
Kansas
|
$484K
|
-$6.24K
|
-424
|
-1%
|
|
|
23
|
First Foundation Advisors
Irvine,
California
|
$344K
|
+$95.9K
|
+6,520
|
+40%
|
|
|
24
|
Wedbush Securities
Los Angeles,
California
|
$282K
|
+$7.71K
|
+524
|
+3%
|
|
|
25
|
D.A. Davidson & Co
Great Falls,
Montana
|
$258K
|
+$185K
|
+12,563
|
+271%
|
|
