|
1
|
Guggenheim Capital
Chicago,
Illinois
|
$4.5M
|
-$582K
|
-46,205
|
-12%
|
|
|
2
|
|
$2.32M
|
-$338K
|
-26,821
|
-13%
|
|
|
3
|
|
$1.68M
|
+$26.2K
|
+2,075
|
+2%
|
|
|
4
|
Wells Fargo
San Francisco,
California
|
$1.43M
|
+$700K
|
+55,535
|
+99%
|
|
|
5
|
Advisors Asset Management
Monument,
Colorado
|
$991K
|
+$235K
|
+18,631
|
+32%
|
|
|
6
|
|
$803K
|
-$301K
|
-23,893
|
-28%
|
|
|
7
|
LPL Financial
San Diego,
California
|
$802K
|
-$67.5K
|
-5,352
|
-8%
|
|
|
8
|
|
$727K
|
+$716K
|
+56,850
|
New
|
|
|
9
|
Apriem Advisors
Irvine,
California
|
$685K
|
+$108K
|
+8,550
|
+19%
|
|
|
10
|
First Trust Advisors
Wheaton,
Illinois
|
$301K
|
-$17.3K
|
-1,376
|
-6%
|
|
|
11
|
Bank of America
Charlotte,
North Carolina
|
$234K
|
+$23K
|
+1,825
|
+11%
|
|
|
12
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$151K
|
+$149K
|
+11,800
|
New
|
|
|
13
|
AQR Capital Management
Greenwich,
Connecticut
|
$144K
|
+$142K
|
+11,252
|
New
|
|
|
14
|
|
$142K
|
–
|
–
|
–
|
|
|
15
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$141K
|
–
|
–
|
–
|
|
|
16
|
First Allied Advisory Services
San Diego,
California
|
$140K
|
+$12.7K
|
+1,005
|
+10%
|
|
|
17
|
Creative Planning
Overland Park,
Kansas
|
$56K
|
+$55.5K
|
+4,400
|
New
|
|
|
18
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$42K
|
+$25.2K
|
+2,000
|
+160%
|
|
|
19
|
Efficient Market Advisors
San Diego,
California
|
$13K
|
–
|
–
|
–
|
|
|
20
|
Northern Trust
Chicago,
Illinois
|
$3K
|
–
|
–
|
–
|
|
|
21
|
Doliver Advisors
Houston,
Texas
|
–
|
-$329K
|
-24,061
|
Closed
|
|
|
22
|
Coe Capital Management
Highland Park,
Illinois
|
–
|
-$192K
|
-14,000
|
Closed
|
|
|
23
|
Tower Research Capital (TRC)
New York
|
–
|
-$12K
|
-899
|
Closed
|
|
|
24
|
Nomura Holdings
Tokyo,
Japan
|
–
|
-$8K
|
-600
|
Closed
|
|
