|
1
|
Karpus Investment Management
Pittsford,
New York
|
$18.7M
|
+$186K
|
+14,007
|
+1%
|
|
|
2
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$5.14M
|
+$4.31M
|
+324,784
|
+501%
|
|
|
3
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$2.11M
|
-$133K
|
-10,000
|
-6%
|
|
|
4
|
Wells Fargo
San Francisco,
California
|
$1.76M
|
+$376K
|
+28,334
|
+27%
|
|
|
5
|
Ashford Capital Management
Wilmington,
Delaware
|
$1.71M
|
+$9.58K
|
+721
|
+0.6%
|
|
|
6
|
Fiera Capital (Canada)
Montreal,
Quebec, Canada
|
$1.57M
|
-$8.12K
|
-611
|
-0.5%
|
|
|
7
|
NWAM LLC
Mercer Island,
Washington
|
$1.33M
|
+$1.34M
|
+101,071
|
New
|
|
|
8
|
|
$1.25M
|
-$970K
|
-73,020
|
-43%
|
|
|
9
|
UBS Group
Zurich,
Switzerland
|
$1.12M
|
+$600K
|
+45,174
|
+113%
|
|
|
10
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$1.1M
|
–
|
–
|
–
|
|
|
11
|
Advisors Asset Management
Monument,
Colorado
|
$762K
|
-$623K
|
-46,900
|
-45%
|
|
|
12
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$760K
|
+$66.6K
|
+5,017
|
+10%
|
|
|
13
|
Tradewinds Capital Management
Bellingham,
Washington
|
$430K
|
–
|
–
|
–
|
|
|
14
|
Bank of America
Charlotte,
North Carolina
|
$394K
|
-$226
|
-17
|
-0.1%
|
|
|
15
|
Horizon Kinetics
New York
|
$307K
|
-$114K
|
-8,600
|
-27%
|
|
|
16
|
Sigma Planning Corp
Ann Arbor,
Michigan
|
$301K
|
–
|
–
|
–
|
|
|
17
|
Raymond James & Associates
St Petersburg,
Florida
|
$228K
|
–
|
–
|
–
|
|
|
18
|
Landscape Capital Management
Englewood,
New Jersey
|
$153K
|
+$155K
|
+11,662
|
New
|
|
|
19
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$133K
|
+$1.33K
|
+100
|
+1%
|
|
|
20
|
Advisor Group
Phoenix,
Arizona
|
$26K
|
–
|
–
|
–
|
|
|
21
|
IFP Advisors
Tampa,
Florida
|
$6K
|
–
|
–
|
–
|
|
|
22
|
Highlander Capital Management
Short Hills,
New Jersey
|
$5K
|
–
|
–
|
–
|
|
|
23
|
Creative Planning
Overland Park,
Kansas
|
$4K
|
–
|
–
|
–
|
|
|
24
|
Tower Research Capital (TRC)
New York
|
$3K
|
+$1.82K
|
+137
|
+137%
|
|
|
25
|
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
–
|
-$141K
|
-10,730
|
Closed
|
|
