|
1
|
Horizon Kinetics
New York
|
$1.8M
|
-$101K
|
-8,090
|
-5%
|
|
|
2
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$1.55M
|
-$274K
|
-22,030
|
-15%
|
|
|
3
|
|
$1.16M
|
+$182K
|
+14,624
|
+19%
|
|
|
4
|
Guggenheim Capital
Chicago,
Illinois
|
$780K
|
-$141K
|
-11,324
|
-16%
|
|
|
5
|
Nuveen
Charlotte,
North Carolina
|
$423K
|
+$413K
|
+33,140
|
New
|
|
|
6
|
|
$401K
|
–
|
–
|
–
|
|
|
7
|
Doliver Advisors
Houston,
Texas
|
$398K
|
-$45.1K
|
-3,626
|
-10%
|
|
|
8
|
Advisors Asset Management
Monument,
Colorado
|
$333K
|
-$260K
|
-20,886
|
-44%
|
|
|
9
|
Wells Fargo
San Francisco,
California
|
$285K
|
–
|
–
|
–
|
|
|
10
|
|
$269K
|
+$263K
|
+21,099
|
New
|
|
|
11
|
Comerica Bank
Dallas,
Texas
|
$134K
|
–
|
–
|
–
|
|
|
12
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$110K
|
-$13.6K
|
-1,089
|
-11%
|
|
|
13
|
Barclays
London,
United Kingdom
|
$99K
|
+$49.5K
|
+3,974
|
+93%
|
|
|
14
|
Wolverine Asset Management
Chicago,
Illinois
|
$71K
|
+$14.9K
|
+1,197
|
+27%
|
|
|
15
|
|
$55K
|
-$17.9K
|
-1,440
|
-25%
|
|
|
16
|
Bank of America
Charlotte,
North Carolina
|
$21K
|
-$48.4K
|
-3,891
|
-71%
|
|
|
17
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$13K
|
–
|
–
|
–
|
|
|
18
|
Ameriprise
Minneapolis,
Minnesota
|
$8K
|
-$11.3K
|
-907
|
-58%
|
|
|
19
|
Tower Research Capital (TRC)
New York
|
$6K
|
-$1.89K
|
-152
|
-25%
|
|
|
20
|
Highlander Capital Management
Short Hills,
New Jersey
|
$5.28K
|
–
|
–
|
–
|
|
|
21
|
WealthTrust Fairport
Cleveland,
Ohio
|
$5K
|
–
|
–
|
–
|
|
|
22
|
Suntrust Banks
Atlanta,
Georgia
|
–
|
-$955K
|
-70,782
|
Closed
|
|
|
23
|
Bank of New York Mellon
New York
|
–
|
-$338K
|
-25,001
|
Closed
|
|
|
24
|
LPL Financial
San Diego,
California
|
–
|
-$283K
|
-20,942
|
Closed
|
|
