|
1
|
|
$2.8M
|
+$387K
|
+29,263
|
+16%
|
|
|
2
|
Ashford Capital Management
Wilmington,
Delaware
|
$2.62M
|
-$1.27M
|
-95,860
|
-33%
|
|
|
3
|
Karpus Investment Management
Pittsford,
New York
|
$2.5M
|
+$2.5M
|
+188,921
|
New
|
|
|
4
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$1.88M
|
+$354K
|
+26,814
|
+23%
|
|
|
5
|
NWAM LLC
Mercer Island,
Washington
|
$1.38M
|
+$1.37M
|
+104,000
|
New
|
|
|
6
|
Advisors Asset Management
Monument,
Colorado
|
$1.22M
|
+$704K
|
+53,273
|
+138%
|
|
|
7
|
Nuveen
Charlotte,
North Carolina
|
$931K
|
+$187K
|
+14,146
|
+25%
|
|
|
8
|
Horizon Kinetics
New York
|
$889K
|
-$80.6K
|
-6,100
|
-8%
|
|
|
9
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$806K
|
+$803K
|
+60,800
|
New
|
|
|
10
|
Wells Fargo
San Francisco,
California
|
$592K
|
-$125K
|
-9,432
|
-17%
|
|
|
11
|
Tradewinds Capital Management
Bellingham,
Washington
|
$445K
|
-$33.7K
|
-2,550
|
-7%
|
|
|
12
|
Bank of America
Charlotte,
North Carolina
|
$414K
|
+$56K
|
+4,243
|
+16%
|
|
|
13
|
Sigma Planning Corp
Ann Arbor,
Michigan
|
$352K
|
+$700
|
+53
|
+0.2%
|
|
|
14
|
|
$201K
|
–
|
–
|
–
|
|
|
15
|
Wolverine Asset Management
Chicago,
Illinois
|
$200K
|
-$653K
|
-49,441
|
-77%
|
|
|
16
|
UBS Group
Zurich,
Switzerland
|
$168K
|
+$76.5K
|
+5,789
|
+84%
|
|
|
17
|
Panagora Asset Management
Boston,
Massachusetts
|
$116K
|
+$115K
|
+8,721
|
New
|
|
|
18
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$92K
|
–
|
–
|
–
|
|
|
19
|
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
|
$8K
|
–
|
–
|
–
|
|
|
20
|
Highlander Capital Management
Short Hills,
New Jersey
|
$5K
|
–
|
–
|
–
|
|
|
21
|
Tower Research Capital (TRC)
New York
|
$2K
|
+$1.8K
|
+136
|
New
|
|
|
22
|
Mariner Investment Group
Harrison,
New York
|
–
|
-$848K
|
-62,477
|
Closed
|
|
|
23
|
Curi RMB Capital
Chicago,
Illinois
|
–
|
-$293K
|
-21,566
|
Closed
|
|
|
24
|
|
–
|
-$287K
|
-21,099
|
Closed
|
|
|
25
|
Investors Capital Advisory Services
Lynnfield,
Massachusetts
|
–
|
-$238K
|
-17,559
|
Closed
|
|
