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Mexico Equity and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
City of London Investment Management
1
City of London Investment Management
United Kingdom
$26.7M +$625K +63,056 +2%
Lazard Asset Management
2
Lazard Asset Management
New York
$4.61M -$195K -19,705 -4%
1607 Capital Partners
3
1607 Capital Partners
Virginia
$3.08M -$88K -8,875 -3%
Gramercy Funds Management
4
Gramercy Funds Management
Connecticut
$1.2M -$339K -34,132 -21%
CL
5
CSS LLC
Illinois
$316K – – –
Proficio Capital Partners
6
Proficio Capital Partners
Massachusetts
$303K +$328K +33,028 New
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$282K -$47K -4,738 -13%
Thomas J. Herzfeld Advisors
8
Thomas J. Herzfeld Advisors
Florida
$230K +$29.8K +3,000 +14%
Bank of America
9
Bank of America
North Carolina
$178K +$193K +19,461 New
Lumbard & Kellner
10
Lumbard & Kellner
New Hampshire
$168K – – –
CA
11
Cornerstone Advisors
North Carolina
$131K +$142K +14,279 New
Jane Street
12
Jane Street
New York
$93K -$1.06K -107 -1%
Morgan Stanley
13
Morgan Stanley
New York
$46K -$27.9K -2,811 -36%
Blume Capital Management
14
Blume Capital Management
California
$44K – – –
Blue Bell Private Wealth Management
15
Blue Bell Private Wealth Management
Pennsylvania
$11K -$7.93K -800 -42%
Thompson Davis & Co
16
Thompson Davis & Co
Virginia
$7K +$2.22K +224 +39%
UBS Group
17
UBS Group
Switzerland
$6K -$225K -22,670 -97%
Tower Research Capital (TRC)
18
Tower Research Capital (TRC)
New York
$3K -$10.6K -1,070 -78%
Wolverine Asset Management
19
Wolverine Asset Management
Illinois
– -$373K -36,067 Closed
Matisse Capital
20
Matisse Capital
Oregon
– -$201K -19,433 Closed
MSI Financial Services
21
MSI Financial Services
Massachusetts
– -$1K -78 Closed
Wells Fargo
22
Wells Fargo
California
– +$20 +2 +11%