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Mexico Equity and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
City of London Investment Management
1
City of London Investment Management
United Kingdom
$27M +$1.99M +158,412 +8%
Lazard Asset Management
2
Lazard Asset Management
New York
$9.21M -$201K -16,000 -2%
1607 Capital Partners
3
1607 Capital Partners
Virginia
$3.88M +$196K +15,606 +5%
Gramercy Funds Management
4
Gramercy Funds Management
Connecticut
$2.61M +$200K +15,945 +8%
Morgan Stanley
5
Morgan Stanley
New York
$537K -$219K -17,468 -29%
CL
6
CSS LLC
Illinois
$424K – – –
Karpus Investment Management
7
Karpus Investment Management
New York
$353K -$1.08K -86 -0.3%
Lumbard & Kellner
8
Lumbard & Kellner
New Hampshire
$254K -$60.2K -4,793 -19%
Jane Street
9
Jane Street
New York
$233K +$6.9K +549 +3%
Thomas J. Herzfeld Advisors
10
Thomas J. Herzfeld Advisors
Florida
$187K – – –
Shaker Financial Services
11
Shaker Financial Services
Virginia
$172K -$37.7K -3,004 -18%
Wolverine Asset Management
12
Wolverine Asset Management
Illinois
$124K -$515K -41,000 -80%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$118K -$139K -11,066 -53%
UBS Group
14
UBS Group
Switzerland
$113K +$4.85K +386 +4%
Blume Capital Management
15
Blume Capital Management
California
$85K – – –
Bank of America
16
Bank of America
North Carolina
$55K +$56K +4,459 +445,900%
Integrated Wealth Management (Palm Desert)
17
Integrated Wealth Management (Palm Desert)
California
$40K – – –
Blue Bell Private Wealth Management
18
Blue Bell Private Wealth Management
Pennsylvania
$16K – – –
Tompkins Financial
19
Tompkins Financial
New York
$12K – – –
Thompson Davis & Co
20
Thompson Davis & Co
Virginia
$1K – – –
Wells Fargo
21
Wells Fargo
California
– -$146K -11,656 -100%