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Mexico Equity and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
City of London Investment Management
1
City of London Investment Management
United Kingdom
$29M +$371K +33,934 +1%
Lazard Asset Management
2
Lazard Asset Management
New York
$6.99M -$248K -22,631 -3%
1607 Capital Partners
3
1607 Capital Partners
Virginia
$3.8M – – –
Gramercy Funds Management
4
Gramercy Funds Management
Connecticut
$2.66M -$267K -24,415 -9%
CL
5
CSS LLC
Illinois
$375K – – –
Wolverine Asset Management
6
Wolverine Asset Management
Illinois
$328K -$13.7K -1,248 -4%
Morgan Stanley
7
Morgan Stanley
New York
$271K -$36.2K -3,310 -12%
Thomas J. Herzfeld Advisors
8
Thomas J. Herzfeld Advisors
Florida
$245K – – –
Lumbard & Kellner
9
Lumbard & Kellner
New Hampshire
$199K -$11.7K -1,071 -6%
Jane Street
10
Jane Street
New York
$114K -$86.7K -7,917 -43%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$77K -$9.26K -846 -11%
Blume Capital Management
12
Blume Capital Management
California
$52K – – –
Integrated Wealth Management (Palm Desert)
13
Integrated Wealth Management (Palm Desert)
California
$35K – – –
UBS Group
14
UBS Group
Switzerland
$24K -$39.9K -3,649 -63%
Tower Research Capital (TRC)
15
Tower Research Capital (TRC)
New York
$22K +$20.7K +1,891 +1,854%
Blue Bell Private Wealth Management
16
Blue Bell Private Wealth Management
Pennsylvania
$21K – – –
Thompson Davis & Co
17
Thompson Davis & Co
Virginia
$6K – – –
MSI Financial Services
18
MSI Financial Services
Massachusetts
$1K – – –
Curi RMB Capital
19
Curi RMB Capital
Illinois
– -$195K -17,347 Closed
Landscape Capital Management
20
Landscape Capital Management
New Jersey
– -$133K -11,821 Closed
Karpus Investment Management
21
Karpus Investment Management
New York
– -$128K -11,414 Closed
Wells Fargo
22
Wells Fargo
California
– -$5.31K -485 -96%