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Mitsubishi UFJ Financial

189 hedge funds and large institutions have $824M invested in Mitsubishi UFJ Financial in 2014 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 52 increasing their positions, 77 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

0.04% less ownership

Funds ownership: 3.61%3.57% (-0.04%)

4% less funds holding

Funds holding: 197189 (-8)

19% less capital invested

Capital invested by funds: $1.02B → $824M (-$197M)

23% less first-time investments, than exits

New positions opened: 17 | Existing positions closed: 22

32% less repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 77

100% less call options, than puts

Call options by funds: $2.35M | Put options by funds: $30.3B

Holders
189
Holders Change
-8
Holders Change %
-4.06%
% of All Funds
5.46%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
17
Increased
52
Reduced
77
Closed
22
Calls
$2.35M
Puts
$30.3B
Net Calls
-$30.3B
Net Calls Change
-$30.3B
Name Holding Trade Value Shares
Change
Change in
Stake
Aristotle Capital Management
1
Aristotle Capital Management
California
$102M +$9.25M +1,549,569 +9%
TIM
2
Thornburg Investment Management
New Mexico
$84.3M -$20.1M -3,366,316 -18%
BIP
3
Brandes Investment Partners
California
$69.6M +$6.37M +1,066,543 +9%
Dimensional Fund Advisors
4
Dimensional Fund Advisors
Texas
$67.1M -$511K -85,606 -0.7%
MAA
5
Managed Account Advisors
New Jersey
$55.7M +$104K +17,482 +0.2%
Northern Trust
6
Northern Trust
Illinois
$37M +$14.7M +2,453,968 +58%
Fisher Asset Management
7
Fisher Asset Management
Washington
$35.6M -$13.2M -2,214,805 -26%
JP Morgan Chase
8
JP Morgan Chase
New York
$26.2M +$6.73M +1,127,982 +31%
BIM
9
BlackRock Investment Management
Delaware
$25.1M +$1.41M +236,783 +6%
Goldman Sachs
10
Goldman Sachs
New York
$19.2M +$434K +72,661 +2%
TAM
11
Toscafund Asset Management
United Kingdom
$18.3M +$5.97M +1,000,000 +43%
TAM
12
Todd Asset Management
Kentucky
$14.7M +$134K +22,481 +0.9%
MCM
13
Masters Capital Management
Georgia
$14.4M +$3.53M +591,135 +29%
TRSOTSOK
14
Teachers Retirement System of the State of Kentucky
Kentucky
$14.3M
AG
15
Aperio Group
California
$12.5M +$13.5M +2,253,534 New
Neuberger Berman Group
16
Neuberger Berman Group
New York
$12M -$4.22M -706,663 -25%
Bank of New York Mellon
17
Bank of New York Mellon
New York
$11.8M -$1.28M -213,613 -9%
MCM
18
Moore Capital Management
New York
$10.9M -$645K -108,066 -5%
Bank of America
19
Bank of America
North Carolina
$10.5M -$840K -140,767 -7%
PPA
20
Parametric Portfolio Associates
Washington
$10.4M -$660K -110,572 -6%
ClearBridge Investments
21
ClearBridge Investments
New York
$8.64M +$244K +40,894 +3%
D.E. Shaw & Co
22
D.E. Shaw & Co
New York
$8.4M +$2.41M +404,476 +36%
PIA
23
Philadelphia International Advisors
Pennsylvania
$7.72M -$13.3K -2,229 -0.2%
Renaissance Technologies
24
Renaissance Technologies
New York
$7.33M -$4.32M -723,021 -35%
UBS AM
25
UBS AM
Illinois
$6.99M +$795K +133,220 +12%

MUFG Hedge Fund Activity: Q1 2014 in Review

189 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Mitsubishi UFJ Financial (MUFG) for Q1 2014, worth a combined $824M — down 19% from $1.02B a quarter earlier.

Sellers outnumbered buyers: 22 funds closed out of MUFG and 17 opened new positions — a net loss of 5 holders — while 77 trimmed existing stakes and 52 added.

The largest buyer was Northern Trust, adding an estimated $14.7M. The largest seller was Thornburg Investment Management, cutting an estimated $20.1M.

  • 189 institutional investors held Mitsubishi UFJ Financial (MUFG) as of Q1 2014, down from 197 in Q4 2013.
  • Funds reported $824M of Mitsubishi UFJ Financial stock for Q1 2014, down 19% quarter-over-quarter.
  • 17 funds opened new Mitsubishi UFJ Financial positions in Q1 2014 and 22 closed out, a net change of -5 holders.
  • The largest Mitsubishi UFJ Financial buyer in Q1 2014 was Northern Trust, an estimated $14.7M added.
  • The largest Mitsubishi UFJ Financial seller in Q1 2014 was Thornburg Investment Management, an estimated $20.1M sold.

Based on aggregated 13F filings for Q1 2014.