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Mitsubishi UFJ Financial

200 hedge funds and large institutions have $965M invested in Mitsubishi UFJ Financial in 2013 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 73 increasing their positions, 72 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

614% more call options, than puts

Call options by funds: $5.58M | Put options by funds: $781K

67% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 12

3% more funds holding

Funds holding: 194200 (+6)

3% more capital invested

Capital invested by funds: $938M → $965M (+$26.6M)

1% more repeat investments, than reductions

Existing positions increased: 73 | Existing positions reduced: 72

0.06% less ownership

Funds ownership: 3.65%3.59% (-0.06%)

50% less funds holding in top 10

Funds holding in top 10: 42 (-2)

Holders
200
Holders Change
+6
Holders Change %
+3.09%
% of All Funds
6.49%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.06%
New
20
Increased
73
Reduced
72
Closed
12
Calls
$5.58M
Puts
$781K
Net Calls
+$4.79M
Net Calls Change
-$1.96M
Name Holding Trade Value Shares
Change
Change in
Stake
TIM
1
Thornburg Investment Management
New Mexico
$128M -$14.3M -2,244,262 -10%
Aristotle Capital Management
2
Aristotle Capital Management
California
$89.4M +$23.8M +3,742,001 +37%
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$78.5M -$253K -39,792 -0.3%
BIP
4
Brandes Investment Partners
California
$74.2M -$1.5M -236,259 -2%
MAA
5
Managed Account Advisors
New Jersey
$64.6M -$1.13M -178,200 -2%
Fisher Asset Management
6
Fisher Asset Management
Washington
$55.7M +$169K +26,507 +0.3%
BIM
7
BlackRock Investment Management
Delaware
$25.6M +$1.84M +289,400 +8%
Northern Trust
8
Northern Trust
Illinois
$24.8M +$386K +60,754 +2%
First Trust Advisors
9
First Trust Advisors
Illinois
$19.1M +$395K +62,109 +2%
JP Morgan Chase
10
JP Morgan Chase
New York
$18.4M +$3.86M +606,207 +27%
TAM
11
Todd Asset Management
Kentucky
$16.8M +$1.23M +193,450 +8%
Neuberger Berman Group
12
Neuberger Berman Group
New York
$16.6M -$7.79M -1,225,023 -32%
TRSOTSOK
13
Teachers Retirement System of the State of Kentucky
Kentucky
$16.6M +$1.2M +188,000 +8%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$15.8M +$491K +77,151 +3%
TAM
15
Tocqueville Asset Management
New York
$15M -$2M -314,000 -12%
MCM
16
Masters Capital Management
Georgia
$13.4M +$103K +16,253 +0.8%
Bank of America
17
Bank of America
North Carolina
$13.1M +$71.5K +11,247 +0.6%
Goldman Sachs
18
Goldman Sachs
New York
$13M +$2.05M +321,624 +19%
AG
19
Aperio Group
California
$12.7M +$2.61M +410,299 +26%
IG
20
ING Group
Netherlands
$12.2M -$8.09M -1,271,836 -40%
PPA
21
Parametric Portfolio Associates
Washington
$11.7M +$1.12M +175,354 +11%
ClearBridge Investments
22
ClearBridge Investments
New York
$9.86M -$73.1K -11,490 -0.7%
Renaissance Technologies
23
Renaissance Technologies
New York
$9.19M +$1.41M +221,821 +18%
BTS
24
BB&T Securities
Virginia
$8.98M +$44.7K +7,033 +5%
PIA
25
Philadelphia International Advisors
Pennsylvania
$8.89M -$1.12M -175,808 -11%

MUFG Hedge Fund Activity: Q3 2013 in Review

200 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Mitsubishi UFJ Financial (MUFG) for Q3 2013, worth a combined $965M — up 2.8% from $938M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new MUFG positions and 12 closed out — a net gain of 8 holders — while 73 added to existing stakes and 72 trimmed.

The largest buyer was Aristotle Capital Management, adding an estimated $23.8M. The largest seller was Thornburg Investment Management, cutting an estimated $14.3M.

  • 200 institutional investors held Mitsubishi UFJ Financial (MUFG) as of Q3 2013, up from 194 in Q2 2013.
  • Funds reported $965M of Mitsubishi UFJ Financial stock for Q3 2013, up 2.8% quarter-over-quarter.
  • 20 funds opened new Mitsubishi UFJ Financial positions in Q3 2013 and 12 closed out, a net change of +8 holders.
  • The largest Mitsubishi UFJ Financial buyer in Q3 2013 was Aristotle Capital Management, an estimated $23.8M added.
  • The largest Mitsubishi UFJ Financial seller in Q3 2013 was Thornburg Investment Management, an estimated $14.3M sold.

Based on aggregated 13F filings for Q3 2013.