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Mitsubishi UFJ Financial

197 hedge funds and large institutions have $1.02B invested in Mitsubishi UFJ Financial in 2013 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 62 increasing their positions, 69 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

179% more call options, than puts

Call options by funds: $485K | Put options by funds: $174K

6% more capital invested

Capital invested by funds: $965M → $1.02B (+$56.8M)

0.02% more ownership

Funds ownership: 3.59%3.61% (+0.02%)

7% less first-time investments, than exits

New positions opened: 26 | Existing positions closed: 28

2% less funds holding

Funds holding: 200197 (-3)

10% less repeat investments, than reductions

Existing positions increased: 62 | Existing positions reduced: 69

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
197
Holders Change
-3
Holders Change %
-1.5%
% of All Funds
5.72%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
26
Increased
62
Reduced
69
Closed
28
Calls
$485K
Puts
$174K
Net Calls
+$311K
Net Calls Change
-$4.48M
Name Holding Trade Value Shares
Change
Change in
Stake
TIM
1
Thornburg Investment Management
New Mexico
$124M -$8.71M -1,358,688 -7%
Aristotle Capital Management
2
Aristotle Capital Management
California
$113M +$18.7M +2,912,464 +21%
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$81.5M -$280K -43,728 -0.4%
BIP
4
Brandes Investment Partners
California
$76.8M -$509K -79,349 -0.7%
MAA
5
Managed Account Advisors
New Jersey
$67.1M -$210K -32,725 -0.3%
Fisher Asset Management
6
Fisher Asset Management
Washington
$57.7M -$310K -48,324 -0.6%
BIM
7
BlackRock Investment Management
Delaware
$28.7M +$1.88M +293,904 +7%
Northern Trust
8
Northern Trust
Illinois
$28.2M +$2.19M +342,319 +9%
JP Morgan Chase
9
JP Morgan Chase
New York
$24.1M +$4.69M +731,849 +25%
Goldman Sachs
10
Goldman Sachs
New York
$22.6M +$8.72M +1,360,386 +67%
First Trust Advisors
11
First Trust Advisors
Illinois
$19.7M -$146K -22,694 -0.8%
Neuberger Berman Group
12
Neuberger Berman Group
New York
$19.2M +$1.77M +276,239 +11%
TAM
13
Todd Asset Management
Kentucky
$17.6M +$120K +18,642 +0.7%
TRSOTSOK
14
Teachers Retirement System of the State of Kentucky
Kentucky
$17.2M
Bank of New York Mellon
15
Bank of New York Mellon
New York
$15.6M -$801K -124,912 -5%
TAM
16
Toscafund Asset Management
United Kingdom
$15.4M +$14.7M +2,300,000 New
AG
17
Aperio Group
California
$14.4M -$12.7M -1,975,163 Closed
MCM
18
Moore Capital Management
New York
$13.8M +$10.3M +1,610,000 +348%
Renaissance Technologies
19
Renaissance Technologies
New York
$13.7M +$3.93M +612,400 +43%
Bank of America
20
Bank of America
North Carolina
$13.7M +$13.6K +2,117 +0.1%
MCM
21
Masters Capital Management
Georgia
$13.4M -$559K -87,252 -4%
PPA
22
Parametric Portfolio Associates
Washington
$13.3M +$1.01M +157,830 +9%
ClearBridge Investments
23
ClearBridge Investments
New York
$10.1M -$127K -19,880 -1%
PIA
24
Philadelphia International Advisors
Pennsylvania
$9.32M +$53.6K +8,360 +0.6%
UBS AM
25
UBS AM
Illinois
$7.53M +$626K +97,596 +9%

MUFG Hedge Fund Activity: Q4 2013 in Review

197 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Mitsubishi UFJ Financial (MUFG) for Q4 2013, worth a combined $1.02B — up 5.9% from $965M a quarter earlier.

Sellers outnumbered buyers: 28 funds closed out of MUFG and 26 opened new positions — a net loss of 2 holders — while 69 trimmed existing stakes and 62 added.

The largest buyer was Aristotle Capital Management, adding an estimated $18.7M. The largest seller was Tocqueville Asset Management, exiting entirely with an estimated $15M sold.

  • 197 institutional investors held Mitsubishi UFJ Financial (MUFG) as of Q4 2013, down from 200 in Q3 2013.
  • Funds reported $1.02B of Mitsubishi UFJ Financial stock for Q4 2013, up 5.9% quarter-over-quarter.
  • 26 funds opened new Mitsubishi UFJ Financial positions in Q4 2013 and 28 closed out, a net change of -2 holders.
  • The largest Mitsubishi UFJ Financial buyer in Q4 2013 was Aristotle Capital Management, an estimated $18.7M added.
  • The largest Mitsubishi UFJ Financial seller in Q4 2013 was Tocqueville Asset Management, an estimated $15M sold.

Based on aggregated 13F filings for Q4 2013.