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Mitsubishi UFJ Financial

200 hedge funds and large institutions have $965M invested in Mitsubishi UFJ Financial in 2013 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 73 increasing their positions, 72 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

614% more call options, than puts

Call options by funds: $5.58M | Put options by funds: $781K

67% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 12

3% more funds holding

Funds holding: 194200 (+6)

3% more capital invested

Capital invested by funds: $938M → $965M (+$26.6M)

1% more repeat investments, than reductions

Existing positions increased: 73 | Existing positions reduced: 72

0.06% less ownership

Funds ownership: 3.65%3.59% (-0.06%)

50% less funds holding in top 10

Funds holding in top 10: 42 (-2)

Holders
200
Holders Change
+6
Holders Change %
+3.09%
% of All Funds
6.49%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.06%
New
20
Increased
73
Reduced
72
Closed
12
Calls
$5.58M
Puts
$781K
Net Calls
+$4.79M
Net Calls Change
-$1.96M
Name Holding Trade Value Shares
Change
Change in
Stake
CRC
101
Curi RMB Capital
Illinois
$318K -$97K -15,253 -24%
Ameriprise
102
Ameriprise
Minnesota
$311K +$46.7K +7,339 +18%
AP
103
Advisor Partners
California
$302K +$16.2K +2,542 +6%
BFA
104
BlackRock Fund Advisors
California
$261K -$156K -24,577 -38%
RCAG
105
Rehmann Capital Advisory Group
Michigan
$253K -$5.31K -835 -2%
NTCOC
106
Northern Trust Company of Connecticut
Connecticut
$244K
ACM
107
Avalon Capital Management
California
$238K
KeyBank National Association
108
KeyBank National Association
Ohio
$236K +$2.16K +340 +0.9%
HCM
109
Herndon Capital Management
Georgia
$223K
SNC
110
Stifel Nicolaus & Co
Missouri
$221K +$172 +27 +0.1%
PG
111
PEAK6 Group
Illinois
$213K +$257K +40,406 +155%
DCMM
112
DG Capital Management (Massachusetts)
Massachusetts
$210K +$208K +32,700 New
TD Asset Management
113
TD Asset Management
Ontario, Canada
$197K +$24.4K +3,834 +14%
GC
114
Guggenheim Capital
Illinois
$192K -$31.5K -4,960 -14%
ST
115
Smithfield Trust
Pennsylvania
$192K +$55.7K +8,750 +41%
Citadel Advisors
116
Citadel Advisors
Florida
$189K -$2.69M -422,439 -93%
OA
117
OFI Advisors
Pennsylvania
$187K -$35.7K -5,617 -16%
US Bancorp
118
US Bancorp
Minnesota
$187K -$11.3K -1,777 -6%
HW
119
Hancock Whitney
Mississippi
$175K -$1.47K -231 -0.8%
NG
120
NatWest Group
United Kingdom
$171K -$17.8K -2,800 -10%
JIC
121
Johnson Investment Counsel
Ohio
$169K
ECM
122
ETrade Capital Management
Virginia
$165K +$12.1K +1,906 +8%
BF
123
BOK Financial
Oklahoma
$156K +$1.02K +160 +0.7%
FIM
124
Freedom Investment Management
Connecticut
$155K -$9.3K -1,462 -6%
FMT
125
First Mercantile Trust
Tennessee
$154K

MUFG Hedge Fund Activity: Q3 2013 in Review

200 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Mitsubishi UFJ Financial (MUFG) for Q3 2013, worth a combined $965M — up 2.8% from $938M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new MUFG positions and 12 closed out — a net gain of 8 holders — while 73 added to existing stakes and 72 trimmed.

The largest buyer was Aristotle Capital Management, adding an estimated $23.8M. The largest seller was Thornburg Investment Management, cutting an estimated $14.3M.

  • 200 institutional investors held Mitsubishi UFJ Financial (MUFG) as of Q3 2013, up from 194 in Q2 2013.
  • Funds reported $965M of Mitsubishi UFJ Financial stock for Q3 2013, up 2.8% quarter-over-quarter.
  • 20 funds opened new Mitsubishi UFJ Financial positions in Q3 2013 and 12 closed out, a net change of +8 holders.
  • The largest Mitsubishi UFJ Financial buyer in Q3 2013 was Aristotle Capital Management, an estimated $23.8M added.
  • The largest Mitsubishi UFJ Financial seller in Q3 2013 was Thornburg Investment Management, an estimated $14.3M sold.

Based on aggregated 13F filings for Q3 2013.