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NYLIM Merger Arbitrage ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$49.3M +$11.9M +372,638 +32%
BCI
2
Brinker Capital Investments
Pennsylvania
$48.7M +$10.3M +320,059 +27%
Ameriprise
3
Ameriprise
Minnesota
$45M -$26.7M -832,750 -37%
GT
4
Greenleaf Trust
Michigan
$43.4M +$4.73M +147,693 +12%
CFIA
5
Cantor Fitzgerald Investment Advisors
New York
$36.2M +$36.3M +1,134,060 New
Bank of America
6
Bank of America
North Carolina
$32.3M +$500K +15,613 +2%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$31.1M +$26.4M +823,141 +540%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$28.1M -$166K -5,183 -0.6%
Wells Fargo
9
Wells Fargo
California
$26.7M +$6.88M +214,820 +35%
OIA
10
OneDigital Investment Advisors
Kansas
$25.9M +$471K +14,701 +2%
RJA
11
Raymond James & Associates
Florida
$21.7M -$684K -21,349 -3%
EMPI
12
Elo Mutual Pension Insurance
Finland
$19.9M +$20M +624,000 New
Manulife (Manufacturers Life Insurance)
13
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$18.8M -$312K -9,741 -2%
WP
14
WealthPLAN Partners
Nebraska
$17.3M -$1.01M -31,495 -5%
AWC
15
Abundance Wealth Counselors
Pennsylvania
$14M +$126K +3,929 +0.9%
WCWM
16
Wooster Corthell Wealth Management
Connecticut
$13M +$13M +407,042 New
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$12.3M +$4.8M +149,930 +64%
BOS
18
Bank of Stockton
California
$12M +$1.4M +43,559 +13%
AA
19
Ancora Advisors
Ohio
$11.8M +$10.8M +336,706 +1,014%
DCM
20
DeGreen Capital Management
Arizona
$11.4M +$11.4M +357,122 New
UWM
21
USAdvisors Wealth Management
Minnesota
$10.4M +$169K +5,271 +2%
GWAG
22
Garrett Wealth Advisory Group
Texas
$9.86M +$196K +6,108 +2%
SCM
23
Stonehearth Capital Management
Massachusetts
$9.39M +$82.1K +2,563 +0.9%
LFASL
24
Lugano Financial Advisors SA (LFA)
Switzerland
$9.17M +$3.23M +100,936 +54%
WF
25
WealthTrust Fairport
Ohio
$9M +$1.24M +38,726 +16%