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NYLIM Merger Arbitrage ETF

Name Holding Trade Value Shares
Change
Change in
Stake
OIA
1
OneDigital Investment Advisors
Kansas
$18.8M +$2.46M +80,209 +15%
Morgan Stanley
2
Morgan Stanley
New York
$13.6M -$5.57M -181,629 -29%
CFA
3
Carroll Financial Associates
North Carolina
$9.85M +$6.91M +225,270 +240%
SCM
4
Stonehearth Capital Management
Massachusetts
$8.92M -$53.4K -1,742 -0.6%
BOS
5
Bank of Stockton
California
$8.7M +$442K +14,401 +5%
WF
6
WealthTrust Fairport
Ohio
$6.14M +$108K +3,531 +2%
Bank of America
7
Bank of America
North Carolina
$5.43M +$2.1M +68,335 +63%
CAN
8
Cetera Advisor Networks
California
$5.34M +$3.35M +109,251 +170%
Ameriprise
9
Ameriprise
Minnesota
$5.29M +$785K +25,608 +18%
CCMG
10
Clark Capital Management Group
Pennsylvania
$3.35M +$346K +11,278 +12%
HH
11
Hilltop Holdings
Texas
$2.38M +$758K +24,731 +47%
PCP
12
Proficio Capital Partners
Massachusetts
$2.24M -$20.5K -670 -0.9%
ACM
13
Aviance Capital Management
Florida
$1.85M -$218K -7,109 -11%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$1.57M +$178K +5,797 +13%
Axa
15
Axa
France
$1.5M
LPL Financial
16
LPL Financial
California
$1.49M +$131K +4,261 +10%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$1.33M -$195K -6,368 -13%
LFAS
18
Level Four Advisory Services
Texas
$1.24M +$23K +750 +2%
FFW
19
Fusion Family Wealth
New York
$1.2M -$947K -30,893 -44%
HighTower Advisors
20
HighTower Advisors
Illinois
$1.12M +$1.14M +37,079 New
WSTAM
21
Wilbanks Smith & Thomas Asset Management
Virginia
$729K +$2.76K +90 +0.4%
LNC
22
Lincoln National Corp
Pennsylvania
$708K +$705K +22,987 New
BAM
23
Belpointe Asset Management
Nevada
$641K +$638K +20,814 New
RJFSA
24
Raymond James Financial Services Advisors
Florida
$638K -$23.5K -765 -4%
MML Investors Services
25
MML Investors Services
Massachusetts
$630K +$267K +8,701 +74%