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NYLIM Merger Arbitrage ETF

Name Holding Trade Value Shares
Change
Change in
Stake
SGS
101
Sterling Global Strategies
California
$13.5K +$13.5K +426 New
GTAM
102
Global Trust Asset Management
Florida
$13K
ASN
103
Advisory Services Network
Georgia
$11K -$14.2K -448 -55%
PCG
104
Private Capital Group
Connecticut
$11K
LWA
105
Lenox Wealth Advisors
New York
$6K +$6.26K +197 New
BCM
106
Brasada Capital Management
Texas
$6K +$6.35K +200 New
CA
107
Claro Advisors
Massachusetts
$6K +$6.35K +200 New
GWMIA
108
Global Wealth Management Investment Advisory
Florida
$5K +$4.76K +150 New
NR
109
Newfound Research
Massachusetts
$4K
BBPWM
110
Blue Bell Private Wealth Management
Pennsylvania
$3K
W
111
WealthOne
New York
$1K +$984 +31 New
Jane Street
112
Jane Street
New York
-$1.29M -40,753 Closed
AP
113
Advisors Preferred
Maryland
-$266K -8,378 Closed
MC
114
Moors & Cabot
Massachusetts
-$252K -7,944 Closed
CCM
115
Crabel Capital Management
California
-$230K -7,250 Closed
Creative Planning
116
Creative Planning
Kansas
-$219K -6,906 Closed
UBS Group
117
UBS Group
Switzerland
-$41K -1,294 Closed
CAG
118
Csenge Advisory Group
Florida
-$29K -917 Closed
RFC
119
Regions Financial Corp
Alabama
-$29K -904 Closed
FFW
120
Fusion Family Wealth
New York
-$3K -104 Closed
Citigroup
121
Citigroup
New York
+$32 +1 New
AssetMark Inc
122
AssetMark Inc
California
+$64 +2 +25%
S
123
SignatureFD
Georgia
+$476 +15 New