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NYLIM Merger Arbitrage ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LFS
51
Legacy Financial Strategies
Kansas
$495K -$6.44K -205 -1%
Old National Bancorp
52
Old National Bancorp
Indiana
$494K -$25.8K -820 -5%
Avantax Advisory Services
53
Avantax Advisory Services
Texas
$491K +$7.76K +247 +2%
Susquehanna International Group
54
Susquehanna International Group
Pennsylvania
$484K +$480K +15,296 New
SageView Advisory Group
55
SageView Advisory Group
California
$483K – – –
IAN
56
Integrated Advisors Network
Texas
$470K +$89.5K +2,850 +24%
WCM
57
Wealthcare Capital Management
Virginia
$426K +$23.5K +748 +6%
EP
58
Eudaimonia Partners
Tennessee
$413K -$780K -24,824 -66%
Mercer Global Advisors
59
Mercer Global Advisors
Colorado
$398K -$442K -14,073 -53%
MML Investors Services
60
MML Investors Services
Massachusetts
$380K -$63.7K -2,027 -14%
WEG
61
World Equity Group
Illinois
$352K +$463K +14,744 New
Cambridge Investment Research Advisors
62
Cambridge Investment Research Advisors
Iowa
$335K -$72.9K -2,320 -18%
Caprock Group
63
Caprock Group
Idaho
$324K -$418K -13,307 -56%
IW
64
Imprint Wealth
South Carolina
$311K +$309K +9,844 New
Allspring Global Investments
65
Allspring Global Investments
North Carolina
$286K +$4.59K +146 +2%
Wilbanks Smith & Thomas Asset Management
66
Wilbanks Smith & Thomas Asset Management
Virginia
$278K +$276K +8,777 New
RF
67
RHS Financial
California
$276K -$21K -668 -7%
Mariner
68
Mariner
Kansas
$259K -$11.5K -367 -4%
Merit Financial Group
69
Merit Financial Group
Georgia
$243K -$271K -8,621 -53%
FIM
70
Freedom Investment Management
Connecticut
$222K -$54.4K -1,731 -20%
AE Wealth Management
71
AE Wealth Management
Kansas
$206K -$67.7K -2,156 -25%
GM
72
GeoWealth Management
Illinois
$192K +$61.8K +1,969 +48%
UBS Group
73
UBS Group
Switzerland
$161K +$92.2K +2,934 +136%
WIM
74
WealthPlan Investment Management
Nebraska
$151K -$64.9K -2,067 -30%
Ancora Advisors
75
Ancora Advisors
Ohio
$133K -$9.42K -300 -7%