Caprock Group’s NYLIM Merger Arbitrage ETF MNA Stock Holding History

Caprock Group’s Portfolio MNA Stock Details MNA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q2	–	Sell	-10,248	Closed	-$324K	–	680
2023 Q1	$324K	Sell	10,248 -13,307	-56%	-$418K	0.03%	470
2022 Q4	$747K	Hold	23,555	–	–	0.07%	217
2022 Q3	$737K	Sell	23,555 -1,902	-7%	-$60.1K	0.07%	199
2022 Q2	$788K	Hold	25,457	–	–	0.08%	189
2022 Q1	$813K	Hold	25,457	–	–	0.08%	210
2021 Q4	$821K	Hold	25,457	–	–	0.07%	206
2021 Q3	$837K	Hold	25,457	–	–	0.07%	185
2021 Q2	$853K	Buy	25,457 +6,381	+33%	+$213K	0.08%	186
2021 Q1	$629K	Buy	+19,076	New	+$631K	0.07%	204

Other funds holding MNA

Greenleaf Trust Kalamazoo, Michigan $10.4B AUM 0.97% 1-Year Est. Return

New York Life Investment Management New York $14.3B AUM 34.42% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $128B AUM 35.83% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

OneDigital Investment Advisors Overland Park, Kansas $11.8B AUM 21.23% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

WAP

Wealthcare Advisory Partners West Chester, Pennsylvania $5.27B AUM 22.23% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Caprock Group's MNA Position: Q2 2023 in Review

Caprock Group sold out of NYLIM Merger Arbitrage ETF (MNA) in Q2 2023, closing a stake of 10,248 shares — an estimated $324K sold.

Caprock Group first reported a position in MNA in Q1 2021 and held it in 9 quarters. The position peaked at $853K in Q2 2021. 95 funds tracked by Wall St. Rank hold MNA as of Q2 2023.

Caprock Group reported no remaining NYLIM Merger Arbitrage ETF position as of Q2 2023 after selling out during the quarter.
Caprock Group sold 10,248 NYLIM Merger Arbitrage ETF shares in Q2 2023, an estimated $324K.
Caprock Group first reported a position in NYLIM Merger Arbitrage ETF in Q1 2021 and held it in 9 quarters.
Caprock Group's NYLIM Merger Arbitrage ETF position peaked at $853K in Q2 2021.
95 funds tracked by Wall St. Rank held NYLIM Merger Arbitrage ETF as of Q2 2023.

Based on Caprock Group's 13F filing for Q2 2023, filed 10 Aug 2023.