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NYLIM Merger Arbitrage ETF

Name Holding Trade Value Shares
Change
Change in
Stake
KAS
51
Kestra Advisory Services
Texas
$552K -$135K -4,295 -19%
LFS
52
Legacy Financial Strategies
Kansas
$508K +$13.1K +415 +3%
AAS
53
Avantax Advisory Services
Texas
$473K +$480K +15,267 New
BCI
54
Brinker Capital Investments
Pennsylvania
$471K -$26.6M -843,975 -98%
FFN
55
Focus Financial Network
Minnesota
$447K -$122K -3,864 -21%
Cambridge Investment Research Advisors
56
Cambridge Investment Research Advisors
Iowa
$429K -$8.78K -279 -2%
TWM
57
Tradition Wealth Management
Minnesota
$424K -$233K -7,404 -35%
Cetera Investment Advisers
58
Cetera Investment Advisers
Illinois
$394K -$38.5K -1,225 -9%
CM
59
Columbus Macro
Pennsylvania
$384K -$36K -1,143 -8%
IAN
60
Integrated Advisors Network
Texas
$377K -$5.38K -171 -1%
WGCA
61
Wolf Group Capital Advisors
Virginia
$377K +$252 +8 +0.1%
WCM
62
Wealthcare Capital Management
Virginia
$314K -$37.9K -1,206 -11%
BOS
63
Bank of Stockton
California
$310K
OWM
64
OneAscent Wealth Management
Alabama
$277K -$14.3K -455 -5%
Allspring Global Investments
65
Allspring Global Investments
North Carolina
$272K -$23.1K -734 -8%
NL
66
NWAM LLC
Washington
$268K +$270K +8,594 New
AWM
67
AE Wealth Management
Kansas
$261K +$7.71K +245 +3%
FIM
68
Freedom Investment Management
Connecticut
$261K -$401K -12,733 -60%
CI
69
Ceera Investments
Texas
$237K +$241K +7,660 New
CF
70
Centaurus Financial
California
$223K -$45.5K -1,447 -17%
ETS
71
ESL Trust Services
New York
$222K +$225K +7,165 New
PA
72
Parallel Advisors
California
$191K +$194K +6,176 New
AA
73
Ancora Advisors
Ohio
$157K -$115K -3,649 -42%
CFD
74
Creative Financial Designs
Indiana
$129K -$6.42K -204 -5%
GM
75
GeoWealth Management
Illinois
$124K -$43.5K -1,384 -26%