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NYLIM Merger Arbitrage ETF

Name Holding Trade Value Shares
Change
Change in
Stake
AF
51
Advisornet Financial
Minnesota
$213K +$76.1K +2,436 +54%
CCM
52
Crabel Capital Management
California
$202K -$10.9K -349 -5%
BCI
53
Brinker Capital Investments
Pennsylvania
$198K +$93.8K +3,003 +87%
IA
54
IFP Advisors
Florida
$119K
IWM
55
IHT Wealth Management
Illinois
$104K +$6.78K +217 +7%
ASN
56
Advisory Services Network
Georgia
$81K +$76.7K +2,455 +1,306%
Bank of Montreal
57
Bank of Montreal
Ontario, Canada
$79K +$50.1K +1,605 +167%
FFW
58
Fusion Family Wealth
New York
$74K -$233K -7,473 -76%
IIC
59
Integrated Investment Consultants
Michigan
$62K +$62.5K +2,003 New
LTFS
60
Ladenburg Thalmann Financial Services
Florida
$48K +$1.47K +47 +3%
UBS Group
61
UBS Group
Switzerland
$38K -$8.87K -284 -19%
WWMSC
62
Wagner Wealth Management (South Carolina)
South Carolina
$33K +$33.3K +1,065 New
PCG
63
Private Capital Group
Connecticut
$31K +$31.2K +1,000 New
RFC
64
Regions Financial Corp
Alabama
$28K +$28.2K +904 New
RFWA
65
RPg Family Wealth Advisory
Massachusetts
$23.9K +$3.97K +127 +19%
RCAG
66
Rehmann Capital Advisory Group
Michigan
$22K +$22.3K +713 New
VNA
67
Valley National Advisers
Pennsylvania
$15K
PFGIA
68
Patriot Financial Group Insurance Agency
Massachusetts
$14K
Manulife (Manufacturers Life Insurance)
69
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$10K +$4.12K +132 +66%
Citigroup
70
Citigroup
New York
$9K -$12.5K -400 -57%
SP
71
SWS Partners
Ohio
$5K
NR
72
Newfound Research
Massachusetts
$4K
BBPWM
73
Blue Bell Private Wealth Management
Pennsylvania
$3K
LWA
74
Lenox Wealth Advisors
New York
$2K +$2.22K +71 New
TFA
75
Transamerica Financial Advisors
Florida
$1K -$136K -4,343 -100%