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Main Street Capital

Name Holding Trade Value Shares
Change
Change in
Stake
FGC
201
Financial Gravity Companies
Texas
$2K +$375 +10 +19%
FGAM
202
Financial Gravity Asset Management
Texas
$2K +$2.32K +62 New
WIM
203
Westside Investment Management
California
$1.25K – – –
ClearBridge Investments
204
ClearBridge Investments
New York
$1K – – –
DOA
205
D'Orazio & Associates
Virginia
$1K +$1.12K +30 New
Arrowstreet Capital
206
Arrowstreet Capital
Massachusetts
– -$7.81M -196,471 Closed
Bank of Nova Scotia
207
Bank of Nova Scotia
Ontario, Canada
– -$7.71M -194,000 Closed
PC
208
Polar Capital
United Kingdom
– -$3.97M -99,914 Closed
SWM
209
Segment Wealth Management
Texas
– -$1.39M -34,944 Closed
MF
210
Magnetar Financial
Illinois
– -$1.12M -28,114 Closed
KA
211
Kaizen Advisory
Illinois
– -$1.3M -26,254 Closed
CCM
212
Coldstream Capital Management
Washington
– -$707K -17,791 Closed
VFA
213
Voya Financial Advisors
Connecticut
– -$461K -11,513 Closed
CIAS
214
Capital Investment Advisory Services
North Carolina
– -$270K -10,700 Closed
IR
215
Invictus RG
Bermuda
– -$400K -10,070 Closed
KA
216
Kovack Advisors
Florida
– -$382K -9,610 Closed
FWM
217
Frontier Wealth Management
Missouri
– -$358K -9,000 Closed
PP
218
Paloma Partners
Connecticut
– -$315K -7,932 Closed
IH
219
IFC Holdings
Florida
– -$276K -7,029 Closed
VF
220
Virtu Financial
New York
– -$259K -6,531 Closed
D.E. Shaw & Co
221
D.E. Shaw & Co
New York
– -$245K -6,178 Closed
Russell Investments Group
222
Russell Investments Group
United Kingdom
– -$244K -6,100 Closed
Tudor Investment Corp
223
Tudor Investment Corp
Connecticut
– -$219K -5,512 Closed
GLA
224
Good Life Advisors
Pennsylvania
– -$214K -5,461 Closed
SGCA
225
Steel Grove Capital Advisors
Tennessee
– -$212K -5,326 Closed