Invictus RG’s Main Street Capital MAIN Stock Holding History

Invictus RG’s Portfolio MAIN Stock Details MAIN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-10,070	Closed	-$400K	–	316
2017 Q4	$400K	Sell	10,070 -7,984	-44%	-$322K	0.42%	87
2017 Q3	$718K	Buy	+18,054	New	+$709K	0.65%	17
2017 Q2	–	Sell	-801	Closed	-$31K	–	743
2017 Q1	$31K	Sell	801 -900	-53%	-$33.2K	0.02%	567
2016 Q4	$63K	Buy	+1,701	New	+$60.1K	0.04%	443

Other funds holding MAIN

BAM

Burgundy Asset Management Toronto, Ontario, Canada $10.6B AUM 13.39% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

M&T Bank Buffalo, New York $29.2B AUM 22.81% 1-Year Est. Return

SMH

Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

USCA RIA Houston, Texas $1.65B AUM 39.8% 1-Year Est. Return

Invictus RG's MAIN Position: Q1 2018 in Review

Invictus RG sold out of Main Street Capital (MAIN) in Q1 2018, closing a stake of 10,070 shares — an estimated $400K sold.

Invictus RG first reported a position in MAIN in Q4 2016 and held it in 4 quarters. The position peaked at $718K in Q3 2017. 206 funds tracked by Wall St. Rank hold MAIN as of Q1 2018.

Invictus RG reported no remaining Main Street Capital position as of Q1 2018 after selling out during the quarter.
Invictus RG sold 10,070 Main Street Capital shares in Q1 2018, an estimated $400K.
Invictus RG first reported a position in Main Street Capital in Q4 2016 and held it in 4 quarters.
Invictus RG's Main Street Capital position peaked at $718K in Q3 2017.
206 funds tracked by Wall St. Rank held Main Street Capital as of Q1 2018.

Based on Invictus RG's 13F filing for Q1 2018, filed 14 May 2018.