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Lumen
LUMN

Overview Fund Activity

603 hedge funds and large institutions have $15.7B invested in Lumen in 2013 Q3 according to their latest regulatory filings, with 64 funds opening new positions, 207 increasing their positions, 251 reducing their positions, and 60 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
603
Holders Change
-3
Holders Change %
-0.5%
% of All Funds
19.56%
Holding in Top 10
4
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-50%
% of All Funds
0.13%
New
64
Increased
207
Reduced
251
Closed
60
Calls
$229M
Puts
$177M
Net Calls
+$52.3M
Net Calls Change
-$17.2M

Top Buyers

1
Lazard Asset Management
Lazard Asset Management
New York
$161M
2
NIMC
NWQ Investment Management Company
California
$212M
3
EAM
Edge Asset Management
Washington
$91.2M
4
APG Asset Management
APG Asset Management
Netherlands
$180M
5
Fidelity Investments
Fidelity Investments
Massachusetts
$281M

Top Sellers

1
Franklin Resources
Franklin Resources
California
$6.38M
2
WRF
Waddell & Reed Financial
Kansas
$0
3
Morgan Stanley
Morgan Stanley
New York
$239M
4
VOYA Investment Management
VOYA Investment Management
Georgia
$7.15M
5
HSBC Holdings
HSBC Holdings
United Kingdom
$16.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
DKCM
201
Davidson Kempner Capital Management
New York
$4.06M – – –
WPC
202
Waters Parkerson & Co
Louisiana
$3.99M +$590K +18,815 +17%
Citadel Advisors
203
Citadel Advisors
Florida
$3.96M +$2.88M +91,687 +266%
BF
204
BOK Financial
Oklahoma
$3.95M +$3.44M +109,537 +677%
Daiwa Securities Group
205
Daiwa Securities Group
Japan
$3.85M -$147K -4,700 -4%
COPPSERS
206
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$3.85M -$42K -1,339 -1%
JG
207
Jefferies Group
New York
$3.8M +$2.12M +67,561 +126%
FIM
208
Frontier Investment Management
Texas
$3.79M +$134K +4,263 +4%
LPL Financial
209
LPL Financial
California
$3.75M +$356K +10,900 +10%
MPM
210
Meritage Portfolio Management
Kansas
$3.65M +$132K +4,210 +4%
MSA
211
Mason Street Advisors
Wisconsin
$3.58M -$464K -14,794 -11%
CMBA
212
C.M. Bidwell & Associates
Hawaii
$3.56M +$3.56M +113,520 New
Schroder Investment Management Group
213
Schroder Investment Management Group
United Kingdom
$3.51M +$3.51M +111,838 New
Commonwealth Equity Services
214
Commonwealth Equity Services
Massachusetts
$3.47M +$134K +4,257 +4%
WAM
215
World Asset Management
Michigan
$3.42M -$432K -13,779 -11%
URS
216
Utah Retirement Systems
Utah
$3.41M -$28.2K -900 -0.8%
PSI
217
Pinnacle Summer Investments
Virginia
$3.34M -$711K -22,648 -18%
VFS
218
VSR Financial Services
Kansas
$3.28M +$190K +6,051 +6%
TRSOTSOK
219
Teachers Retirement System of the State of Kentucky
Kentucky
$3.2M -$392K -12,500 -11%
BPB
220
Badgley, Phelps & Bell
Washington
$3.2M -$39.4K -1,257 -1%
VKH
221
Virtu KCG Holdings
New York
$3.18M +$3.18M +101,422 New
CAM
222
Capstone Asset Management
Texas
$3.16M +$17.9K +572 +0.6%
EWM
223
Evercore Wealth Management
New York
$3.16M +$252K +8,055 +9%
Zurich Cantonal Bank
224
Zurich Cantonal Bank
Switzerland
$3.16M -$2.24M -71,549 -42%
DG
225
Davidson & Garrard
Virginia
$3.09M -$37K -1,180 -1%
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