We are live on ! Find out more
LUMN icon

Lumen
LUMN

710 hedge funds and large institutions have $10.2B invested in Lumen in 2021 Q3 according to their latest regulatory filings, with 76 funds opening new positions, 260 increasing their positions, 237 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more repeat investments, than reductions

Existing positions increased: 260 | Existing positions reduced: 237

9% more call options, than puts

Call options by funds: $183M | Put options by funds: $167M

1% more first-time investments, than exits

New positions opened: 76 | Existing positions closed: 75

1% less funds holding

Funds holding: 719 → 710 (-9)

1.85% less ownership

Funds ownership: 76.26% → 74.4% (-1.9%)

7% less funds holding in top 10

Funds holding in top 10: 14 → 13 (-1)

11% less capital invested

Capital invested by funds: $11.4B → $10.2B (-$1.26B)

Holders
710
Holders Change
-9
Holders Change %
-1.25%
% of All Funds
12.43%
Holding in Top 10
13
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-7.14%
% of All Funds
0.23%
New
76
Increased
260
Reduced
237
Closed
75
Calls
$183M
Puts
$167M
Net Calls
+$15.7M
Net Calls Change
+$14.3M

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$68.1M
2
SAM
Southeastern Asset Management
Tennessee
+$50.5M
3
First Trust Advisors
First Trust Advisors
Illinois
+$43.6M
4
Charles Schwab
Charles Schwab
California
+$30.1M
5
Allianz Asset Management
Allianz Asset Management
Germany
+$26M

Top Sellers

1
Citigroup
Citigroup
New York
-$129M
2
Invesco
Invesco
Georgia
-$87.7M
3
Bank of America
Bank of America
North Carolina
-$66.7M
4
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$43.2M
5
PFC
Poplar Forest Capital
California
-$22.3M
Name Holding Trade Value Shares
Change 		Change in
Stake
FFA
176
First Foundation Advisors
California
$2.76M -$144K -11,496 -5%
SIC
177
SFE Investment Counsel
California
$2.72M +$385K +30,675 +16%
Comerica Bank
178
Comerica Bank
Texas
$2.69M -$1.02M -81,719 -27%
CSS
179
Cubist Systematic Strategies
Connecticut
$2.58M -$2.74M -218,613 -51%
Victory Capital Management
180
Victory Capital Management
Texas
$2.57M -$4.32M -344,415 -62%
UIM
181
USS Investment Management
United Kingdom
$2.55M +$378K +30,145 +17%
MC
182
Maplelane Capital
New York
$2.54M +$2.57M +205,001 New
URS
183
Utah Retirement Systems
Utah
$2.47M -$143K -11,400 -5%
Zurich Cantonal Bank
184
Zurich Cantonal Bank
Switzerland
$2.46M -$111K -8,883 -4%
SO
185
STRS Ohio
Ohio
$2.41M -$193K -15,408 -7%
Franklin Resources
186
Franklin Resources
California
$2.38M +$198K +15,794 +9%
GIBU
187
Gulf International Bank (UK)
United Kingdom
$2.33M – – –
BAMF
188
BI Asset Management Fondsmaeglerselskab
Denmark
$2.33M +$151K +12,024 +7%
EIP
189
Easterly Investment Partners
Massachusetts
$2.26M +$2.28M +182,185 New
DnB Asset Management
190
DnB Asset Management
Norway
$2.24M +$58.4K +4,655 +3%
UCFA
191
United Capital Financial Advisors
Texas
$2.19M +$870K +69,375 +65%
M
192
Mirova
France
$2.18M +$200K +15,954 +10%
Wealthfront Advisers
193
Wealthfront Advisers
California
$2.16M -$515K -41,045 -19%
BCIM
194
British Columbia Investment Management
British Columbia, Canada
$2.15M +$16.3K +1,298 +0.8%
Public Sector Pension Investment Board (PSP Investments)
195
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$2.14M +$162K +12,947 +8%
AI
196
Atria Investments
North Carolina
$2.13M +$132K +10,523 +7%
APF
197
Alaska Permanent Fund
Alaska
$2.12M – – –
State of Tennessee, Department of Treasury
198
State of Tennessee, Department of Treasury
Tennessee
$2.08M -$7.64M -609,107 -78%
VCA
199
Verdence Capital Advisors
Maryland
$2.07M +$484K +38,583 +30%
PAM
200
Panagora Asset Management
Massachusetts
$2.04M +$244K +19,465 +13%
6 7
8
9 10

LUMN Hedge Fund Activity: Q3 2021 in Review

710 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Lumen (LUMN) for Q3 2021, worth a combined $10.2B — down 11% from $11.4B a quarter earlier.

Buyers outnumbered sellers: 76 funds opened new LUMN positions and 75 closed out — a net gain of 1 holder — while 260 added to existing stakes and 237 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $68.1M. The largest seller was Citigroup, cutting an estimated $129M.

  • 710 institutional investors held Lumen (LUMN) as of Q3 2021, down from 719 in Q2 2021.
  • Funds reported $10.2B of Lumen stock for Q3 2021, down 11% quarter-over-quarter.
  • 76 funds opened new Lumen positions in Q3 2021 and 75 closed out, a net change of +1 holder.
  • The largest Lumen buyer in Q3 2021 was Morgan Stanley, an estimated $68.1M added.
  • The largest Lumen seller in Q3 2021 was Citigroup, an estimated $129M sold.

Based on aggregated 13F filings for Q3 2021.