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Lumen
LUMN

710 hedge funds and large institutions have $10.2B invested in Lumen in 2021 Q3 according to their latest regulatory filings, with 76 funds opening new positions, 260 increasing their positions, 237 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more repeat investments, than reductions

Existing positions increased: 260 | Existing positions reduced: 237

9% more call options, than puts

Call options by funds: $183M | Put options by funds: $167M

1% more first-time investments, than exits

New positions opened: 76 | Existing positions closed: 75

1% less funds holding

Funds holding: 719 → 710 (-9)

1.85% less ownership

Funds ownership: 76.26% → 74.4% (-1.9%)

7% less funds holding in top 10

Funds holding in top 10: 14 → 13 (-1)

11% less capital invested

Capital invested by funds: $11.4B → $10.2B (-$1.26B)

Holders
710
Holders Change
-9
Holders Change %
-1.25%
% of All Funds
12.43%
Holding in Top 10
13
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-7.14%
% of All Funds
0.23%
New
76
Increased
260
Reduced
237
Closed
75
Calls
$183M
Puts
$167M
Net Calls
+$15.7M
Net Calls Change
+$14.3M

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$68.1M
2
SAM
Southeastern Asset Management
Tennessee
+$50.5M
3
First Trust Advisors
First Trust Advisors
Illinois
+$43.6M
4
Charles Schwab
Charles Schwab
California
+$30.1M
5
Allianz Asset Management
Allianz Asset Management
Germany
+$26M

Top Sellers

1
Citigroup
Citigroup
New York
-$129M
2
Invesco
Invesco
Georgia
-$87.7M
3
Bank of America
Bank of America
North Carolina
-$66.7M
4
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$43.2M
5
PFC
Poplar Forest Capital
California
-$22.3M
Name Holding Trade Value Shares
Change 		Change in
Stake
Aviva
151
Aviva
United Kingdom
$4.17M -$651K -51,923 -13%
Handelsbanken Fonder
152
Handelsbanken Fonder
Sweden
$4.1M +$468K +37,300 +13%
Wellington Management Group
153
Wellington Management Group
Massachusetts
$4.06M -$62K -4,947 -1%
CPO
154
Cerity Partners OCIO
New York
$4.01M +$363K +28,919 +10%
AB
155
Amalgamated Bank
New York
$3.98M -$117K -9,334 -3%
ProShare Advisors
156
ProShare Advisors
Maryland
$3.96M +$239K +19,056 +6%
EAM
157
Erste Asset Management
Austria
$3.95M +$553K +44,100 +17%
SEI Investments
158
SEI Investments
Pennsylvania
$3.72M -$109K -8,682 -3%
AIG
159
American International Group
New York
$3.69M -$82.5K -6,579 -2%
SOMRS
160
State of Michigan Retirement System
Michigan
$3.68M -$3.76K -300 -0.1%
WorldQuant Millennium Advisors
161
WorldQuant Millennium Advisors
New York
$3.67M -$15.1M -1,200,671 -80%
DCM
162
Dupont Capital Management
Delaware
$3.52M +$18.6K +1,485 +0.5%
Korea Investment Corp
163
Korea Investment Corp
South Korea
$3.46M +$474K +37,800 +16%
Nomura Asset Management
164
Nomura Asset Management
Japan
$3.29M -$174K -13,865 -5%
ASRS
165
Arizona State Retirement System
Arizona
$3.27M +$1.82K +145 +0.1%
PCC
166
Park Circle Company
Maryland
$3.22M -$5.14M -410,000 -61%
STB
167
S&T Bank
Pennsylvania
$3.09M +$796K +63,511 +34%
CIM
168
Cambria Investment Management
California
$3.08M +$3.12M +248,708 New
SGCA
169
Steel Grove Capital Advisors
Tennessee
$3.08M +$50.2K +4,007 +2%
RFC
170
Regions Financial Corp
Alabama
$2.92M +$593K +47,318 +25%
KAS
171
Kestra Advisory Services
Texas
$2.9M -$88.1K -7,031 -3%
RJFSA
172
Raymond James Financial Services Advisors
Florida
$2.87M -$42.9K -3,423 -1%
SCM
173
SOL Capital Management
Maryland
$2.83M +$30.2K +2,410 +1%
Macquarie Group
174
Macquarie Group
Australia
$2.82M +$790K +63,003 +38%
MIM
175
MetLife Investment Management
New Jersey
$2.78M -$74.8K -5,969 -3%
5 6
7
8 9

LUMN Hedge Fund Activity: Q3 2021 in Review

710 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Lumen (LUMN) for Q3 2021, worth a combined $10.2B — down 11% from $11.4B a quarter earlier.

Buyers outnumbered sellers: 76 funds opened new LUMN positions and 75 closed out — a net gain of 1 holder — while 260 added to existing stakes and 237 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $68.1M. The largest seller was Citigroup, cutting an estimated $129M.

  • 710 institutional investors held Lumen (LUMN) as of Q3 2021, down from 719 in Q2 2021.
  • Funds reported $10.2B of Lumen stock for Q3 2021, down 11% quarter-over-quarter.
  • 76 funds opened new Lumen positions in Q3 2021 and 75 closed out, a net change of +1 holder.
  • The largest Lumen buyer in Q3 2021 was Morgan Stanley, an estimated $68.1M added.
  • The largest Lumen seller in Q3 2021 was Citigroup, an estimated $129M sold.

Based on aggregated 13F filings for Q3 2021.