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Lumen
LUMN

710 hedge funds and large institutions have $10.2B invested in Lumen in 2021 Q3 according to their latest regulatory filings, with 76 funds opening new positions, 260 increasing their positions, 237 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more repeat investments, than reductions

Existing positions increased: 260 | Existing positions reduced: 237

9% more call options, than puts

Call options by funds: $183M | Put options by funds: $167M

1% more first-time investments, than exits

New positions opened: 76 | Existing positions closed: 75

1% less funds holding

Funds holding: 719 → 710 (-9)

1.85% less ownership

Funds ownership: 76.26% → 74.4% (-1.9%)

7% less funds holding in top 10

Funds holding in top 10: 14 → 13 (-1)

11% less capital invested

Capital invested by funds: $11.4B → $10.2B (-$1.26B)

Holders
710
Holders Change
-9
Holders Change %
-1.25%
% of All Funds
12.43%
Holding in Top 10
13
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-7.14%
% of All Funds
0.23%
New
76
Increased
260
Reduced
237
Closed
75
Calls
$183M
Puts
$167M
Net Calls
+$15.7M
Net Calls Change
+$14.3M

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$68.1M
2
SAM
Southeastern Asset Management
Tennessee
+$50.5M
3
First Trust Advisors
First Trust Advisors
Illinois
+$43.6M
4
Charles Schwab
Charles Schwab
California
+$30.1M
5
Allianz Asset Management
Allianz Asset Management
Germany
+$26M

Top Sellers

1
Citigroup
Citigroup
New York
-$129M
2
Invesco
Invesco
Georgia
-$87.7M
3
Bank of America
Bank of America
North Carolina
-$66.7M
4
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$43.2M
5
PFC
Poplar Forest Capital
California
-$22.3M
Name Holding Trade Value Shares
Change 		Change in
Stake
Voloridge Investment Management
76
Voloridge Investment Management
Florida
$13.3M -$15.9M -1,268,298 -54%
New York State Common Retirement Fund
77
New York State Common Retirement Fund
New York
$13.2M -$698K -55,710 -5%
Stifel Financial
78
Stifel Financial
Missouri
$13.2M -$4.36M -347,773 -25%
SI
79
Stephens Inc
Arkansas
$12.9M +$2.06M +164,451 +19%
Citigroup
80
Citigroup
New York
$12.6M -$129M -10,302,599 -91%
AAM
81
Advisors Asset Management
Colorado
$12.6M +$46.4K +3,702 +0.4%
Russell Investments Group
82
Russell Investments Group
United Kingdom
$12.5M +$6.69M +533,602 +112%
PL
83
Parkwood LLC
Ohio
$12.4M +$1.29M +102,757 +11%
Ameriprise
84
Ameriprise
Minnesota
$12.4M +$265K +21,117 +2%
Two Sigma Advisers
85
Two Sigma Advisers
New York
$12.2M +$9.94M +793,100 +422%
RPA
86
Rock Point Advisors
Vermont
$12.1M +$2.82K +225 +0%
Arrowstreet Capital
87
Arrowstreet Capital
Massachusetts
$12M -$43.2M -3,445,375 -78%
LDB
88
Lee, Danner & Bass
Tennessee
$11.9M -$29.4K -2,345 -0.2%
SLAM
89
Swiss Life Asset Management
$11.1M +$2.49M +198,994 +29%
HSBC Holdings
90
HSBC Holdings
United Kingdom
$10.7M +$165K +13,131 +2%
OPERF
91
Oregon Public Employees Retirement Fund
Oregon
$10.7M +$585K +46,692 +6%
JVBC
92
J.V. Bruni & Co
Colorado
$10.3M -$170K -13,576 -2%
BGIM
93
Brandywine Global Investment Management
Pennsylvania
$9.91M -$589K -46,949 -6%
Axa
94
Axa
France
$9.84M -$6.07M -484,300 -38%
Mirae Asset Global Investments
95
Mirae Asset Global Investments
South Korea
$9.82M +$115K +9,210 +1%
SAA
96
Southeast Asset Advisors
Georgia
$9.81M -$152K -12,111 -2%
VDBMI
97
Van Den Berg Management I
Texas
$9.8M +$6.98K +557 +0.1%
Fidelity Investments
98
Fidelity Investments
Massachusetts
$9.56M +$607K +48,451 +7%
Mercer Global Advisors
99
Mercer Global Advisors
Colorado
$9.3M -$2.81M -223,859 -23%
KS
100
Karpas Strategies
Connecticut
$9.04M +$757K +60,350 +9%
2 3
4
5 6

LUMN Hedge Fund Activity: Q3 2021 in Review

710 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Lumen (LUMN) for Q3 2021, worth a combined $10.2B — down 11% from $11.4B a quarter earlier.

Buyers outnumbered sellers: 76 funds opened new LUMN positions and 75 closed out — a net gain of 1 holder — while 260 added to existing stakes and 237 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $68.1M. The largest seller was Citigroup, cutting an estimated $129M.

  • 710 institutional investors held Lumen (LUMN) as of Q3 2021, down from 719 in Q2 2021.
  • Funds reported $10.2B of Lumen stock for Q3 2021, down 11% quarter-over-quarter.
  • 76 funds opened new Lumen positions in Q3 2021 and 75 closed out, a net change of +1 holder.
  • The largest Lumen buyer in Q3 2021 was Morgan Stanley, an estimated $68.1M added.
  • The largest Lumen seller in Q3 2021 was Citigroup, an estimated $129M sold.

Based on aggregated 13F filings for Q3 2021.