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Lumen
LUMN

707 hedge funds and large institutions have $11B invested in Lumen in 2021 Q1 according to their latest regulatory filings, with 125 funds opening new positions, 230 increasing their positions, 241 reducing their positions, and 116 closing their positions.

New
Increased
Maintained
Reduced
Closed

34% more capital invested

Capital invested by funds: $8.23B → $11B (+$2.79B)

7% more funds holding in top 10

Funds holding in top 10: 14 → 15 (+1)

8% more call options, than puts

Call options by funds: $160M | Put options by funds: $148M

8% more first-time investments, than exits

New positions opened: 125 | Existing positions closed: 116

1% more funds holding

Funds holding: 703 → 707 (+4)

5% less repeat investments, than reductions

Existing positions increased: 230 | Existing positions reduced: 241

1.17% less ownership

Funds ownership: 76.55% → 75.38% (-1.2%)

Holders
707
Holders Change
+4
Holders Change %
+0.57%
% of All Funds
12.41%
Holding in Top 10
15
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+7.14%
% of All Funds
0.26%
New
125
Increased
230
Reduced
241
Closed
116
Calls
$160M
Puts
$148M
Net Calls
+$12.1M
Net Calls Change
+$45.6M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$57.1M
2
BlackRock
BlackRock
New York
+$57.1M
3
N
Nuveen
North Carolina
+$48.2M
4
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$25.2M
5
California State Teachers Retirement System (CalSTRS)
California State Teachers Retirement System (CalSTRS)
California
+$24.3M

Top Sellers

1
PP
Prudential plc
United Kingdom
-$50M
2
UBS AM
UBS AM
Illinois
-$45.5M
3
SAM
Southeastern Asset Management
Tennessee
-$37.1M
4
Barclays
Barclays
United Kingdom
-$36.4M
5
Capital Research Global Investors
Capital Research Global Investors
California
-$34.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
A
76
AustralianSuper
Australia
$14.6M +$11.6M +934,564 +583%
Axa
77
Axa
France
$14.2M -$4.56M -367,447 -26%
New York State Common Retirement Fund
78
New York State Common Retirement Fund
New York
$14.2M -$3.22M -259,403 -20%
RPA
79
Rock Point Advisors
Vermont
$14.1M -$1.34M -107,700 -9%
Ameriprise
80
Ameriprise
Minnesota
$14M -$5.76M -464,059 -31%
Stifel Financial
81
Stifel Financial
Missouri
$13.8M -$7.84M -631,592 -38%
CA
82
CapWealth Advisors
Tennessee
$13.5M +$466K +37,545 +4%
PL
83
Parkwood LLC
Ohio
$13.5M -$2.91M -234,542 -19%
SLAM
84
Swiss Life Asset Management
$13.4M +$523K +42,090 +4%
Citadel Advisors
85
Citadel Advisors
Florida
$13.4M -$2.81M -226,374 -18%
HSBC Holdings
86
HSBC Holdings
United Kingdom
$13.3M -$2.81M -225,941 -18%
WCM
87
Wedge Capital Management
North Carolina
$13.3M -$6.23M -501,841 -34%
AAM
88
Advisors Asset Management
Colorado
$13.1M +$323K +26,042 +3%
LDB
89
Lee, Danner & Bass
Tennessee
$12.9M -$130K -10,500 -1%
Korea Investment Corp
90
Korea Investment Corp
South Korea
$12.9M +$3.42M +275,300 +40%
Mercer Global Advisors
91
Mercer Global Advisors
Colorado
$12.9M +$468K +37,670 +4%
Voloridge Investment Management
92
Voloridge Investment Management
Florida
$12.5M +$11.6M +936,839 New
GC
93
Guggenheim Capital
Illinois
$12.4M +$1.06M +85,284 +10%
Osaic Holdings
94
Osaic Holdings
Arizona
$12.3M -$1.68M -135,042 -13%
PP
95
Prudential plc
United Kingdom
$11.5M -$50M -4,025,900 -82%
CM
96
Churchill Management
California
$11.5M +$10.7M +862,213 New
WFI
97
West Family Investments
California
$11.5M -$99.4K -8,000 -0.9%
Canada Life
98
Canada Life
Manitoba, Canada
$11.4M +$10.7M +860,915 New
Thrivent Financial for Lutherans
99
Thrivent Financial for Lutherans
Minnesota
$11.3M +$3.43M +276,278 +48%
Los Angeles Capital Management
100
Los Angeles Capital Management
California
$11.3M +$31K +2,494 +0.3%
2 3
4
5 6

LUMN Hedge Fund Activity: Q1 2021 in Review

707 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Lumen (LUMN) for Q1 2021, worth a combined $11B — up 34% from $8.23B a quarter earlier.

Buyers outnumbered sellers: 125 funds opened new LUMN positions and 116 closed out — a net gain of 9 holders — while 230 added to existing stakes and 241 trimmed.

The largest buyer was Bank of America, adding an estimated $57.1M. The largest seller was Prudential plc, cutting an estimated $50M.

  • 707 institutional investors held Lumen (LUMN) as of Q1 2021, up from 703 in Q4 2020.
  • Funds reported $11B of Lumen stock for Q1 2021, up 34% quarter-over-quarter.
  • 125 funds opened new Lumen positions in Q1 2021 and 116 closed out, a net change of +9 holders.
  • The largest Lumen buyer in Q1 2021 was Bank of America, an estimated $57.1M added.
  • The largest Lumen seller in Q1 2021 was Prudential plc, an estimated $50M sold.

Based on aggregated 13F filings for Q1 2021.