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Lumen
LUMN

707 hedge funds and large institutions have $11B invested in Lumen in 2021 Q1 according to their latest regulatory filings, with 125 funds opening new positions, 230 increasing their positions, 241 reducing their positions, and 116 closing their positions.

New
Increased
Maintained
Reduced
Closed

34% more capital invested

Capital invested by funds: $8.23B → $11B (+$2.79B)

7% more funds holding in top 10

Funds holding in top 10: 14 → 15 (+1)

8% more call options, than puts

Call options by funds: $160M | Put options by funds: $148M

8% more first-time investments, than exits

New positions opened: 125 | Existing positions closed: 116

1% more funds holding

Funds holding: 703 → 707 (+4)

5% less repeat investments, than reductions

Existing positions increased: 230 | Existing positions reduced: 241

1.17% less ownership

Funds ownership: 76.55% → 75.38% (-1.2%)

Holders
707
Holders Change
+4
Holders Change %
+0.57%
% of All Funds
12.41%
Holding in Top 10
15
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+7.14%
% of All Funds
0.26%
New
125
Increased
230
Reduced
241
Closed
116
Calls
$160M
Puts
$148M
Net Calls
+$12.1M
Net Calls Change
+$45.6M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$57.1M
2
BlackRock
BlackRock
New York
+$57.1M
3
N
Nuveen
North Carolina
+$48.2M
4
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$25.2M
5
California State Teachers Retirement System (CalSTRS)
California State Teachers Retirement System (CalSTRS)
California
+$24.3M

Top Sellers

1
PP
Prudential plc
United Kingdom
-$50M
2
UBS AM
UBS AM
Illinois
-$45.5M
3
SAM
Southeastern Asset Management
Tennessee
-$37.1M
4
Barclays
Barclays
United Kingdom
-$36.4M
5
Capital Research Global Investors
Capital Research Global Investors
California
-$34.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
Loomis, Sayles & Company
776
Loomis, Sayles & Company
Massachusetts
– -$9K -902 Closed
SIAP
777
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
– -$6K -573 Closed
HGWM
778
Harvest Group Wealth Management
Massachusetts
– -$5K -553 Closed
CA
779
Clearstead Advisors
Ohio
– -$5K -500 Closed
ZB
780
Zions Bancorporation
Utah
– -$5K -487 Closed
PWPS
781
Pinnacle Wealth Planning Services
Ohio
– -$4K -369 Closed
CYG
782
Clean Yield Group
Vermont
– -$3K -350 Closed
BCMIO
783
Beacon Capital Management Inc (Ohio)
Ohio
– -$3K -308 Closed
WT
784
Washington Trust
Rhode Island
– -$3K -269 Closed
SIS
785
Sound Income Strategies
Florida
– -$3K -267 Closed
RIA
786
RPG Investment Advisory
California
– -$2K -214 Closed
SWM
787
Selective Wealth Management
Virginia
– -$2K -209 Closed
Jones Financial Companies
788
Jones Financial Companies
Missouri
– -$2K -178 Closed
SFSIG
789
San Francisco Sentry Investment Group
California
– -$1K -140 Closed
KC
790
Kinloch Capital
Virginia
– -$1K -130 Closed
PB
791
Pinnacle Bancorp
Nebraska
– -$1K -113 Closed
FPCG
792
Fort Pitt Capital Group
Pennsylvania
– -$1K -58 Closed
WCMN
793
Westchester Capital Management (Nebraska)
Nebraska
– -$621 -50 -67%
ASBI
794
American State Bank (Iowa)
Iowa
– -$205 -21 Closed
BWM
795
Baystate Wealth Management
Massachusetts
– +$12 +1 +9%
CAC
796
Certified Advisory Corp
Florida
– +$50 +4 New
APWM
797
Atlas Private Wealth Management
New York
– +$224 +18 New
HPC
798
HM Payson & Co
Maine
– +$373 +30 New
WWMSC
799
Wagner Wealth Management (South Carolina)
South Carolina
– +$410 +33 New
28 29 30 31
32

LUMN Hedge Fund Activity: Q1 2021 in Review

707 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Lumen (LUMN) for Q1 2021, worth a combined $11B — up 34% from $8.23B a quarter earlier.

Buyers outnumbered sellers: 125 funds opened new LUMN positions and 116 closed out — a net gain of 9 holders — while 230 added to existing stakes and 241 trimmed.

The largest buyer was Bank of America, adding an estimated $57.1M. The largest seller was Prudential plc, cutting an estimated $50M.

  • 707 institutional investors held Lumen (LUMN) as of Q1 2021, up from 703 in Q4 2020.
  • Funds reported $11B of Lumen stock for Q1 2021, up 34% quarter-over-quarter.
  • 125 funds opened new Lumen positions in Q1 2021 and 116 closed out, a net change of +9 holders.
  • The largest Lumen buyer in Q1 2021 was Bank of America, an estimated $57.1M added.
  • The largest Lumen seller in Q1 2021 was Prudential plc, an estimated $50M sold.

Based on aggregated 13F filings for Q1 2021.